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中文
Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds

Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds

by teddyromulo | Jun 18, 2019 | Hong Kong Law

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds 1. Background 2. Application of the Circular 3. Scheme Name 4. Disclosure requirements 5. Ongoing monitoring 6....
Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures

Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures

by teddyromulo | Jun 17, 2019 | Hong Kong Law

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures Introduction The Facts Introduction The Securities and Futures Commission (SFC) has reprimanded and imposed fines...
HKEx to Suspend Listed Issuers for Audit Disclaimers and Adverse Opinions

HKEx to Suspend Listed Issuers for Audit Disclaimers and Adverse Opinions

by teddyromulo | Jun 14, 2019 | Hong Kong Law

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Financial Reporting Council can Access PRC Audit Working Papers

Financial Reporting Council can Access PRC Audit Working Papers

by teddyromulo | Jun 5, 2019 | Hong Kong Law

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Financial Reporting Council can Access PRC Audit Working Papers On 22 May 2019, Hong Kong’s Financial Reporting Council (FRC) signed a Memorandum of Understanding with the Supervision and...
HKIAC Approved as Arbitration Venue for Russian Deals

HKIAC Approved as Arbitration Venue for Russian Deals

by NewsLetter Adminstrator | May 6, 2019 | Hong Kong Law

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SFC Imposes Record Fines for Sponsor Failures

SFC Imposes Record Fines for Sponsor Failures

by NewsLetter Adminstrator | Apr 11, 2019 | Hong Kong Law

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