Newsletter Hong Kong Law June 2014 PDF version Word version The Exchange Consults on Internal Controls Section of the Corporate Governance Code The Proposals A. Risk management and internal control B. Responsibilities of the board and management C. Annual review and...
Newsletter Hong Kong Law June 2014 PDF version Word version PRC Ministry of Finance Releases Draft Regulations on “Cross-Border Audit Services” Introduction Background to the Provisional Regulations The news rules contained in the Provisional Regulations...
Newsletter Hong Kong Law June 2014 PDF version Word version Hong Kong Stock Exchange Publishes Guidance Letter on Reverse Takeover Rules A) Introduction B) Relevant Rules C) Guidance on the Application of the RTO Rules D) Further Guidance on the Criteria under the...
Newsletter Hong Kong Law June 2014 PDF version Word version Exchange Publishes Guidance on Listed Issuers’ Use of Structured Contracts Foreign Investment Restrictions Guidance on Structured Contracts Disclosure in Announcements and Circulars Disclosure in Annual...
Newsletter Hong Kong Law June 2014 PDF version Word version SFC Launches Online System for Dealing Disclosures under Takeovers Code The Securities and Futures Commission (SFC) has introduced a new online system1 to simplify the submission process for dealing...
Newsletter Hong Kong Law June 2014 PDF version Word version Court Orders Ernst & Young to Produce Accounting Records to SFC Introduction Case background Court order to produce accounting records Concerns over Ministry of Finance reforms Introduction The Court of...
Newsletter Hong Kong Law May 2014 PDF version Word version SFC Reprimands and Fines ICBCI and Deutsche Bank Introduction ICBCI Failures in Relation to their Role in Powerlong IPO Deutsche Bank Regulatory Breaches and Internal Control Failings Introduction The...
Newsletter Hong Kong Law May 2014 PDF version Word version Exchange Publishes Further Information on Shanghai-Hong Kong Stock Connect Investor and Participant Eligibility Trading Arrangements Eligible Stocks Quotas (on a “Net Buy” Basis) Price Limits...
Newsletter Hong Kong Law May 2014 PDF version Word version Exchange Issues Guidance on Opinion Letters Prepared By Independent Financial Advisers Introduction A) Applicable Listing Rules B) Guidance Introduction The Hong Kong Stock Exchange (the Exchange) has...
Newsletter Hong Kong Law May 2014 PDF version Word version SFC Issues Notice on Risks and Potential Regulatory Issues of Crowd-Funding Introduction What is “crowd-funding”? Potential application of relevant securities laws and regulations Potential...
