Hong Kong Stock Exchange Issues New and Updated Guidance Letters

Newsletter Hong Kong Law January 2014 PDF version Word version Hong Kong Stock Exchange Issues New and Updated Guidance Letters Disclosure of Material Changes in Financial, Operational and/or Trading Position after Trading Record Period (HKEx-GL41-12) Disclosure in...

Increase in Inside Information Announcements and Additional FAQs

Newsletter Hong Kong Law January 2014 PDF version Word version Increase in Inside Information Announcements and Additional FAQs Increase in number of announcements on inside information in 2013 Frequently-Asked-Questions (FAQs) The following three questions were...

SFC To Step Up Oversight Of Corporate Conduct

Newsletter Hong Kong Law December 2013 Word version Hong Kong Law Update 213 Introduction 1. PME Group Director Acquitted of Making False or Misleading Announcements 2. Court Orders Insider Dealers to Compensate Investors under section 213 Securities and Futures...

SFC Publishes FAQ on the New Sponsor Regime

Newsletter Hong Kong Law October 2013 Word version SFC Publishes FAQ On The New Sponsor Regime Relevant Requirements The FAQs On 8 October 2013, the Securities and Futures Commission (SFC) published Frequently Asked Questions (the FAQs) (see archive) on the new regime...