by NewsLetter Adminstrator | Dec 4, 2018 | Hong Kong Law
Download the PDF Download the Word The Court of Final Appeal of Hong Kong has allowed the appeal of the Securities and Futures Commission (SFC) against the Market Misconduct Tribunal’s finding that two Asia Telemedia Limited (Asia Telemedia) executives did...
by NewsLetter Adminstrator | Dec 3, 2018 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law December 2018 PDF version Word version Trading Suspensions Proposed by HKEx for Auditor Disclaimers and Adverse Opinions The Stock Exchange of Hong Kong (HKEx) is proposing a new Listing Rule to require suspension of trading in...
by NewsLetter Adminstrator | Oct 12, 2018 | Hong Kong Law
Download the PDF Download the Word On 21 September 2018, the Securities and Futures Commission (SFC) published its strategic framework for developing Hong Kong green finance. Building on Hong Kong’s green bond initiatives, the SFC is keen to develop green...
by NewsLetter Adminstrator | Oct 3, 2018 | Hong Kong Law
Download the PDF Download the Word The Hong Kong Stock Exchange (the Exchange) is consulting the public on proposed changes to the process and structure for reviewing decisions of the Exchange’s Listing Committee. The consultation’s key proposals are: to permit...
by NewsLetter Adminstrator | Sep 21, 2018 | Hong Kong Law
Download the PDF Download the Word IntroductionThe Securities and Futures Commission (the SFC) published a consultation paper[1] on 17 August 2018, proposing additional guidelines on risk management practices for securities margin financing (SMF) activities...
by NewsLetter Adminstrator | Aug 20, 2018 | Hong Kong Law
Download the PDF Download the Word On 5 July 2018, the Securities and Futures Commission (SFC) launched a Consultation Paper[1] on amendments to the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (the Guideline) to keep it...
