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Corporate misconduct: SFC outlines its regulatory approach

Corporate misconduct: SFC outlines its regulatory approach

by NewsLetter Adminstrator | Jun 2, 2018 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures Commission (SFC) outlined its proactive regulatory approach to tackling corporate misconduct in the second issue of the SFC Regulatory Bulletin: Listed Corporations (Regulatory Bulletin)...
Listing Rules on Capital Raisings by Listed Issuers Tightened by HKEx

Listing Rules on Capital Raisings by Listed Issuers Tightened by HKEx

by NewsLetter Adminstrator | May 31, 2018 | Hong Kong Law

Download the PDF Download the Word Changes to the Listing Rules of the Hong Kong Stock Exchange (HKEx) will take effect on 3 July 2018.  These implement the proposals suggested by HKEx in its September 2017 Consultation Paper on capital raisings by...
SFC Outlined Market Regulation Approach and fined Citigroup

SFC Outlined Market Regulation Approach and fined Citigroup

by NewsLetter Adminstrator | May 29, 2018 | Hong Kong Law

Download the PDF Download the Word Mr. Brian Ho of the Hong Kong Securities and Futures Commission (SFC) outlined the SFC’s approach to market regulation in a speech[1] on 17 May 2018. The speech covered the April 2018 changes to the Hong Kong Stock...
Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme

Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme

by NewsLetter Adminstrator | May 18, 2018 | Hong Kong Law

Download the PDF Download the Word On 10 May 2018, the Hong Kong Monetary Authority (HKMA) issued a circular[1] setting out details of the highly anticipated three-year Pilot Bond Grant Scheme (Bond Grant Scheme) announced in the 2018-2019 Budget. The aim of...
SFC Guidelines on Online Platforms and Advisory Services

SFC Guidelines on Online Platforms and Advisory Services

by NewsLetter Adminstrator | Apr 26, 2018 | Hong Kong Law

Download the PDF Download the Word On 28 March 2018, the Securities and Futures Commission (SFC) released its Consultation Conclusions on the Proposed Guidelines on Online Distribution and Advisory Platforms (the Guidelines) on online order...
New Rules for Listing Biotech Companies on Hong Kong Stock Exchange

New Rules for Listing Biotech Companies on Hong Kong Stock Exchange

by NewsLetter Adminstrator | Apr 25, 2018 | Hong Kong Law

Download the PDF Download the Word New Rules for Listing Biotech Companies on the Hong Kong Stock Exchange The Hong Kong Stock Exchange (the Exchange) published its Consultation Conclusions on a Listing Regime for Companies from Emerging and Innovative...
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