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中文
Corporate misconduct: SFC outlines its regulatory approach

Corporate misconduct: SFC outlines its regulatory approach

by NewsLetter Adminstrator | Jun 2, 2018 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2018 PDF version Word version SFC outlines regulatory approach to corporate misconduct in latest Regulatory Bulletin The Securities and Futures Commission (SFC) outlined its proactive regulatory approach to tackling...
Listing Rules on Capital Raisings by Listed Issuers Tightened by HKEx

Listing Rules on Capital Raisings by Listed Issuers Tightened by HKEx

by NewsLetter Adminstrator | May 31, 2018 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law May 2018 PDF version Word version Tightened Hong Kong Listing Rules on Capital Raisings by Listed Issuers Effective 3 July 2018 Changes to the Listing Rules of the Hong Kong Stock Exchange (HKEx) will take effect on 3 July...
SFC Outlined Market Regulation Approach and fined Citigroup

SFC Outlined Market Regulation Approach and fined Citigroup

by NewsLetter Adminstrator | May 29, 2018 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law May 2018 PDF version Word version SFC Outlined Market Regulation Approach and Fined Citigroup Mr. Brian Ho of the Hong Kong Securities and Futures Commission (SFC) outlined the SFC’s approach to market regulation in a...
Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme

Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme

by NewsLetter Adminstrator | May 18, 2018 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law May 2018 PDF version Word version Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme On 10 May 2018, the Hong Kong Monetary Authority (HKMA) issued a circular[1] setting out details of the highly anticipated...
SFC Guidelines on Online Platforms and Advisory Services

SFC Guidelines on Online Platforms and Advisory Services

by NewsLetter Adminstrator | Apr 26, 2018 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law April 2018 PDF version Word version SFC Guidelines on Online Platforms and Advisory Services On 28 March 2018, the Securities and Futures Commission (SFC) released its Consultation Conclusions on the Proposed Guidelines on...
New Rules for Listing Biotech Companies on Hong Kong Stock Exchange

New Rules for Listing Biotech Companies on Hong Kong Stock Exchange

by NewsLetter Adminstrator | Apr 25, 2018 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law April 2018 PDF version Word version New Rules for Listing Biotech Companies on the Hong Kong Stock Exchange New Rules for Listing Biotech Companies on the Hong Kong Stock Exchange The Hong Kong Stock Exchange (the Exchange)...
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