Newsletter Hong Kong Law May 2012 Word version Securities And Futures Commission Publishes Consultation Paper On The Regulation Of Sponsors Introduction Background Summary Of Proposals – New Requirements Consolidation of Other Existing Requirements How To...
Newsletter Hong Kong Law May 2012 Word version Statutory Regime For Disclosure Of Price Sensitive Information To Take Effect On 1 January 2013 1. Introduction 2. Key Features Of The PSI Disclosure Regime 3. The New Statutory Regime: Background 4. Definition Of Insider...
Newsletter Hong Kong Law May 2012 Word version Hong Kong Law Issue 154 Hong Kong Stock Exchange Issues Guidance On Hard Underwriting Disclosure In Listing Documents SFC Fines Investors For Illegal Short Selling Of Expected Allocation Of Excess Rights Shares SFC Issues...
Newsletter Hong Kong Law May 2012 Word version New Anti-Money Laundering And Counter-Terrorist Financing Requirements For SFC Licensed Corporations Effective 1 April 2012 Introduction The AMLO Guidelines On Compliance Outline Of The AML/CTF Guideline AML/CTF Systems...
Newsletter Hong Kong Law April 2012 Word version Hong Kong Stock Exchange Issues Guidance Letter On Disclosure Of Use Of Proceeds In New Applicants’ Listing Documents Introduction Listing Rule Requirements Companies Ordinance Requirements Guidance From Exchange...
Newsletter Hong Kong Law April 2012 Word version Hong Kong Stock Exchange Publishes Guide To Connected Transaction Rules On 20 April, The Stock Exchange of Hong Kong Limited (HKEx or the Exchange) published a plain language guide to the requirements for connected...
Newsletter Hong Kong Law April 2012 Word version Hong Kong Stock Exchange Publishes Guidance Letter On The Accounting And Disclosure Requirements For Acquisitions Of Subsidiaries And Businesses Conducted During Or After The Trading Record Period Relevant Requirements...
Newsletter Hong Kong Law March 2012 Word version Amendments to the Takeovers Code Take Effect On 23 March 2012 Introduction Property Valuation Requirements Confirmations Of Independence In Placing And Top-Up Transactions Timing Of Payment For Acceptances Introduction...
Newsletter Hong Kong Law March 2012 Word version SFC’s New Short Position Reporting Regime Expected To Take Effect On 18 June 2012 Introduction The reporting threshold Scope of the reporting obligation Timing of reports The reporting obligation Reporting on a...
Newsletter Hong Kong Law March 2012 Word version Hong Kong Stock Exchange Publishes Two Listing Decisions On Rights Issues Listing Decision on Rights Issue By a PRC Issuer Using a General Mandate (LD25-2012) Listing Decision On Use Of Advance Shareholders’...
