Hong Kong Law Archives - Page 53 of 66

New Evidential Requirements for Proving Professional Investor Status

Newsletter Hong Kong Law December 2011 Word version New Evidential Requirements For Proving Professional Investor Status Effective 16 December 2011 Introduction The Key Changes Background To The Reform The New Regime Preservation Of Existing Methods Use Of...

SEHK Publishes Consultation Conclusions on Amendments to the Corporate Governance Code and Associated Listing Rules

Newsletter Hong Kong Law December 2011 Word version SEHK Publishes Consultation Conclusions On Amendments To The Corporate Governance Code And Associated Listing Rules Introduction The Corporate Governance Regulatory Framework Summary Of Key Amendments Details Of...

SFC Begins Consultation on Proposed Regulatory Regime for OTC Derivatives Market

Newsletter Hong Kong Law November 2011 Word version SFC Begins Consultation On Proposed Regulatory Regime For OTC Derivatives Market Introduction Background Main Proposals Other Information About The Proposed Regulatory Regime How To Respond To The Consultation...

HKEX Publishes Revised Guidance for Chapter 21 Companies Investment Companies

Newsletter Hong Kong Law September 2011 Word version HKEx Publishes Revised Guidance For Chapter 21 Companies (“Investment Companies”) Introduction September 2011 Revisions Introduction Chapter 21 (Chapter 21) of the Listing Rules (Listing Rules) of the...

SFC Publishes Consultation Paper on Proposed Takeovers Code Amendments

Newsletter Hong Kong Law September 2011 Word version SFC Publishes Consultation Paper On Proposed Takeovers Code Amendments Introduction Proposed Amendments Introduction On 24 August, 2011, the SFC announced a one-month consultation to request public comments on their...

CSRC Tightens Regulation of Backdoor Listings and Adopts Measures to Facilitate Asset Acquisitions By Way of Share Issue

Newsletter Hong Kong Law August 2011 Word version CSRC Tightens Regulation Of Backdoor Listings And Adopts Measures To Facilitate Asset Acquisitions By Way Of Share Issue Introduction Backdoor Listings Improving The Regulation Of Asset Purchases By Way Of Share Issue...

SFC Reminds Sponsors to Exercise Reasonable Judgment in IPO Due Diligence

Newsletter Hong Kong Law August 2011 Word version SFC Reminds Sponsors To Exercise Reasonable Judgment In IPO Due Diligence Introduction Conduct Of Sponsors And The SFC’s Response Introduction In its latest edition of the Dual Filing Update, the Securities and...

SFC Extends Implementation Date for New Conflict of Interest Requirements Governing Research Reports

Newsletter Hong Kong Law August 2011 Word version Hong Kong Law Issue 131 SFC Extends Implementation Date For New Conflict Of Interest Requirements Governing Research Reports HKEx Reminds Listed Issuers Of Their Disclosure Obligations In Context Of Recent Market...

SFC Publishes Consultation Conclusions on the Regulatory Framework for pre-Deal Research Reports

Newsletter Hong Kong Law July 2011 Word version SFC Publishes Consultation Conclusions On The Regulatory Framework For Pre-Deal Research Reports Goal Of The Proposals The Proposals And The Reaction Of Market Participants Thereto The Integrity Of Information Being...

SFC Publishes Guidance on Marketing of Existing Collective Investment Schemes and Investment-Linked Assurance Schemes to the Hong Kong Public under the Revised Code on Unit Trusts and Mutual Funds

Newsletter Hong Kong Law July 2011 Word version SFC Publishes Guidance On Marketing Of Existing Collective Investment Schemes And Investment-Linked Assurance Schemes To The Hong Kong Public Under The Revised Code On Unit Trusts And Mutual Funds From 25 June 2011 1....