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SFC Circular on Responsible Officers and Substantial Shareholders

SFC Circular on Responsible Officers and Substantial Shareholders

by cladmin | Jun 27, 2017 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures Commission (SFC) has issued a circular to licensed corporations on responsible officers and substantial shareholders (the Circular), reminding licensed corporations that it is not acceptable...
Changes to the GEM Rules and Main Board Rules Proposed by the HKEx

Changes to the GEM Rules and Main Board Rules Proposed by the HKEx

by cladmin | Jun 24, 2017 | Hong Kong Law

Download the PDF Download the Word Introduction The Stock Exchange of Hong Kong (the Exchange) published a Consultation Paper on the Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules (see...
SFC Issues Statement on Listing of Infrastructure Project Companies

SFC Issues Statement on Listing of Infrastructure Project Companies

by cladmin | Jun 23, 2017 | Hong Kong Law

Download the PDF Download the Word On 11 April 2017, the Securities and Futures Commission (SFC) issued a statement1 which sets out factors the SFC will take into account when reviewing the proposed listing of infrastructure project companies in Hong Kong....
HKEx Consults on Proposed New Board for New Economy Companies

HKEx Consults on Proposed New Board for New Economy Companies

by cladmin | Jun 22, 2017 | Hong Kong Law

Download the PDF Download the Word On 16 June 2017, the Hong Kong Stock Exchange (the Exchange) published its New Board Concept Paper setting out proposals for the establishment of a New Board, separate from the Main Board and the GEM, to open Hong...
Mainland-Hong Kong Bond Market Connect to be Established

Mainland-Hong Kong Bond Market Connect to be Established

by cladmin | Jun 15, 2017 | Hong Kong Law

Download the PDF Download the Word On May 16, 2017, the People’s Bank of China and the Hong Kong Monetary Authority made a joint announcement approving the China Foreign Exchange Trade System & National Interbank Funding Centre, China Central Depository...
SFC Elaborates on the Liabilities of Directors and Senior Executives of Listed Companies and Senior Management Accountability

SFC Elaborates on the Liabilities of Directors and Senior Executives of Listed Companies and Senior Management Accountability

by cladmin | Jun 14, 2017 | Hong Kong Law

Download the PDF Download the Word In the May 2017 issue of its newsletter, Enforcement Reporter, the Securities and Futures Commission (SFC) discussed director and senior executive liabilities and senior management accountability in listed companies,...
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