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SFC Circular on Responsible Officers and Substantial Shareholders

SFC Circular on Responsible Officers and Substantial Shareholders

by cladmin | Jun 27, 2017 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version SFC Circular on Responsible Officers and Substantial Shareholders The Securities and Futures Commission (SFC) has issued a circular to licensed corporations on responsible officers and...
Changes to the GEM Rules and Main Board Rules Proposed by the HKEx

Changes to the GEM Rules and Main Board Rules Proposed by the HKEx

by cladmin | Jun 24, 2017 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version Changes to the GEM Rules and Main Board Rules Proposed by the HKEx Introduction The Stock Exchange of Hong Kong (the Exchange) published a Consultation Paper on the Review of the Growth...
SFC Issues Statement on Listing of Infrastructure Project Companies

SFC Issues Statement on Listing of Infrastructure Project Companies

by cladmin | Jun 23, 2017 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version SFC Issues Statement on Listing of Infrastructure Project Companies On 11 April 2017, the Securities and Futures Commission (SFC) issued a statement1 which sets out factors the SFC will take...
HKEx Consults on Proposed New Board for New Economy Companies

HKEx Consults on Proposed New Board for New Economy Companies

by cladmin | Jun 22, 2017 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version HKEx Consults on Proposed New Board for New Economy Companies On 16 June 2017, the Hong Kong Stock Exchange (the Exchange) published its New Board Concept Paper setting out proposals for the...
Mainland-Hong Kong Bond Market Connect to be Established

Mainland-Hong Kong Bond Market Connect to be Established

by cladmin | Jun 15, 2017 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version Mainland-Hong Kong Bond Market Connect to be Established On May 16, 2017, the People’s Bank of China and the Hong Kong Monetary Authority made a joint announcement approving the China...
SFC Elaborates on the Liabilities of Directors and Senior Executives of Listed Companies and Senior Management Accountability

SFC Elaborates on the Liabilities of Directors and Senior Executives of Listed Companies and Senior Management Accountability

by cladmin | Jun 14, 2017 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2017 PDF version Word version SFC Elaborates on the Liabilities of Directors and Senior Executives In the May 2017 issue of its newsletter, Enforcement Reporter, the Securities and Futures Commission (SFC) discussed...
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