by cladmin | Jan 26, 2017 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law January 2017 PDF version Word version Hong Kong is World’s Top IPO Fundraising Market in 2016 while Listed Debt Turnover Rises 126 percent on 2015 Equity Market Despite dropping to an eight-year low in total funds raised,...
by cladmin | Jan 23, 2017 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law January 2017 PDF version Word version SFC Issues New Guidance on Licensed Intermediaries’ Suitability Obligations Introduction The Securities and Futures Commission of Hong Kong (the SFC) has issued new guidance to...
by cladmin | Jan 13, 2017 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law January 2017 PDF version Word version New SFC Measures to Increase the Accountability of Licensed Corporations’ Senior Management 1. Introduction The Securities and Futures Commission (SFC) issued a circular1 to licensed...
by cladmin | Dec 30, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law December 2016 PDF version Word version SFC Consults on Proposals to Tighten Regulation of Fund Managers and Point-of-sale Disclosure Introduction The Securities and Futures Commission (SFC) is consulting on proposals to tighten...
by cladmin | Dec 22, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law December 2016 PDF version Word version HKEX Issues Guidance on “Ownership and Control” Requirement for Listing Applicants and Issues Relevant to Controlling Shareholders (HKEx-GL89-16) Introduction The Hong Kong...
by cladmin | Dec 20, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law December 2016 PDF version Word version Rights Issues and Open Offers that Significantly Dilute Minority Shareholding Interests Face Closer SFC and HKEx Scrutiny Listing Approval for a Dilutive Rights Issue (Listing Decision...
