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SFC CEO Mr. Ashley Alder’s Remarks at Hedge Fund Standards Board Institutional Investor Roundtable

SFC CEO Mr. Ashley Alder’s Remarks at Hedge Fund Standards Board Institutional Investor Roundtable

by cladmin | Jul 27, 2016 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law July 2016 PDF version Word version SFC CEO Mr. Ashley Alder’s Remarks at Hedge Fund Standards Board Institutional Investor Roundtable Cyber security Conduct Conflicts of interest Insider dealing and outsourcing Hong Kong...
Latest Guidance on Pooled Property Arrangements and Crowdfunding Property Investments

Latest Guidance on Pooled Property Arrangements and Crowdfunding Property Investments

by cladmin | Jul 25, 2016 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law July 2016 PDF version Word version Latest Guidance on Pooled Property Arrangements and Crowdfunding Property Investments Appendix 1 of the FAQs on Offers of Investments under the SFO: CIS Involving Interests in Real Property...
SFC Takeovers Bulletin No. 37 on Takeovers Code Breaches and Regulatory Reminders

SFC Takeovers Bulletin No. 37 on Takeovers Code Breaches and Regulatory Reminders

by cladmin | Jul 15, 2016 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law July 2016 PDF version Word version SFC Takeovers Bulletin No. 37 on Takeovers Code Breaches and Regulatory Reminders SFC Disciplinary Actions Reminders on Regulatory Matters Fourth Asia Pacific Takeovers Regulators Conference...
Joint Consultation Paper Issued on Proposed Changes to Hong Kong Listing Regulation

Joint Consultation Paper Issued on Proposed Changes to Hong Kong Listing Regulation

by cladmin | Jun 24, 2016 | COVID-19, Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2016 PDF version Word version Joint Consultation Paper Issued on Proposed Changes to Hong Kong Listing Regulation The Committees New Applicant’s Listing of Equity Securities Matters Involving Listed Issuers Reviews...
HKEx Publishes Guidance for Offshore Retail Funds Applying to List in Hong Kong

HKEx Publishes Guidance for Offshore Retail Funds Applying to List in Hong Kong

by cladmin | Jun 13, 2016 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2016 PDF version Word version HKEx Publishes Guidance for Offshore Retail Funds Applying to List in Hong Kong Introduction Background June 2016: Updates to GL79-14 Introduction The Hong Kong Stock Exchange (the Exchange or...
Hong Kong Stock Exchange Publishes New Guidance on IPO Vetting and Suitability for Listing

Hong Kong Stock Exchange Publishes New Guidance on IPO Vetting and Suitability for Listing

by cladmin | Jun 3, 2016 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law June 2016 PDF version Word version Hong Kong Stock Exchange Publishes New Guidance on IPO Vetting and Suitability for Listing Background Relevant Listing Rules Guidance The Hong Kong Stock Exchange (the Exchange) published new...
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