by cladmin | Jul 27, 2016 | Hong Kong Law
Download the PDF Download the Word Cyber security Conduct Conflicts of interest Insider dealing and outsourcing Hong Kong as an asset management hub Far from the fundamentals CEO of the Securities and Futures Commission (SFC) and chairman of the International...
by cladmin | Jul 25, 2016 | Hong Kong Law
Download the PDF Download the Word Appendix 1 of the FAQs on Offers of Investments under the SFO: CIS Involving Interests in Real Property The Securities and Futures Commission (SFC) updated its FAQs on “Offers of Investments” under the Securities and Futures...
by cladmin | Jul 15, 2016 | Hong Kong Law
Download the PDF Download the Word SFC Disciplinary Actions Reminders on Regulatory Matters Fourth Asia Pacific Takeovers Regulators Conference The Securities and Futures Commission published Takeovers Bulletin No. 37 in June 2016. The Takeovers bulletin...
by cladmin | Jun 24, 2016 | COVID-19, Hong Kong Law
Download the PDF Download the Word The Committees New Applicant’s Listing of Equity Securities Matters Involving Listed Issuers Reviews of Listing Decisions Disciplinary Matters Publication of Decisions The Securities and Futures Commission (SFC) and the Stock...
by cladmin | Jun 13, 2016 | Hong Kong Law
Download the PDF Download the Word Introduction Background June 2016: Updates to GL79-14 Introduction The Hong Kong Stock Exchange (the Exchange or SEHK) updated its Guidance Letter GL79-141 (GL79-14) on 10 June 2016 to add guidance for...
by cladmin | Jun 3, 2016 | Hong Kong Law
Download the PDF Download the Word Background Relevant Listing Rules Guidance The Hong Kong Stock Exchange (the Exchange) published new Guidance Letter HKEx-GL68-13A (the Guidance Letter) on 3 June 2016 setting out guidance on its approach to IPO...
