by cladmin | Apr 28, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version SFAT Reprimands and Fines Moody’s HK$11 million over Red Flags Report on Chinese Companies Background The Appeal The Securities and Futures Appeals Tribunal (SFAT or the Tribunal) has...
by cladmin | Apr 20, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version Hong Kong Stock Exchange Publishes Guidance Letter for Issuers Subject to Rumours or Market Commentaries Background Issuers’ Action Further reviews or investigations Background The...
by cladmin | Apr 20, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version SFC Commences Market Misconduct Proceedings for Alleged Breaches of Inside Information Disclosure Requirements Inside Information Disclosure Requirements under Part XIVA of the SFO Late...
by cladmin | Apr 6, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version SFC Publishes Consultation Conclusions on Principles of Responsible Ownership Introduction Background The Seven Principles of Responsible Ownership Applicability of the Seven Principles of...
by cladmin | Mar 29, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version New Open-Ended Fund Company Structure for Hong Kong Funds to be Introduced Under the Securities and Futures (Amendment) Bill 2016 Introduction Open-ended Fund Company Structure Securities and...
by cladmin | Mar 18, 2016 | Hong Kong Law
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version Amendments to the Hong Kong Professional Investor Regime Take Effect on 25 March 2016 Background Categories of Professional Investors The New Regime Individual Professional Investors...
