SFC Adopts New Approach to Licensing of Fund Managers

Hong Kong Law June 2007 Word version SFC Adopts New Approach To Licensing Of Fund Managers Introduction 1. Streamlined Licensing Process For UK Or US Licensed/Registered Hedge Fund Managers 2. Clarification Of Competence Requirements For Responsible Officers 3....

New Position Limits for H-Shares Index Futures and Options

Hong Kong Law March 2007 Word version Hong Kong Law Issue 44 1. New Position Limits For H-Shares Index Futures And Options Effective March 30, 2007 2. Proposals To Relax Short Selling Rules 3. Exchange To Shorten Suspension Period On Abolition Of Paid Newspaper...

HKEx Releases Strategic Plan for 2007-2009

Hong Kong Law January 2007 Word version HKEx Releases Strategic Plan for 2007-2009 1. HKEx Releases Strategic Plan For 2007-2009 2. New Sponsor Regime Effective January 1, 2007 3. Companies Registry Adopts 5 Day Week 1. HKEx Releases Strategic Plan For 2007-2009 The...

Update on New Sponsor Requirements

Hong Kong Law September 2006 Word version Update on New Sponsor Requirements to Take Effect on January 1, 2007 The First Circular The Second Circular The Securities and Futures Commission (SFC) published two circulars on September 5, 2006 in relation to the Guidelines...