HONG KONG LAW November 2004 Word version Amendments To The Listing Rules Relating To The Regulation Of Sponsors And Independent Financial Advisers Effective January 1, 2005 Introduction Appointment Impartiality And Independence Obligations New Applicants’ And...
HONG KONG LAW October 2004 Word version New Companies Ordinance Prospectus Regime Effective December 3,2004 Annex B Summary of Requirements for Summary Disclosure Materials under the SFC’s February 2003 Guidelines on Use of Offer Awareness Materials and Summary...
HONG KONG LAW August 2004 Word version Hong Kong Legal Update 1. Enactment Of The Companies (Amendment) Ordinance 2004 2. Hong Kong Stock Exchange Proposals To Reduce Minimum Spreads 3. IPO Subscription Refund Cheques 4. September 30, 2004 Deadline for Compliance with...
HONG KONG LAW May 2004 Word version Summary Of Changes To The GEM Listing Rules Effective March 31, 2004 O. Directors’ Contracts, Remuneration And Appointments P. Disclosure Of Information O. Directors’ Contracts, Remuneration And Appointments 1....
HONG KONG LAW May 2004 Word version Proposed Amendments To The Listing Rules Relating To The Regulation Of Sponsors And Independent Financial Advisers Introduction Appointment Of Sponsors Independent Financial Advisers Impartiality Of Sponsors And IFAs Independence Of...
HONG KONG LAW March 2004 Word version Amendments To The Main Board Listing Rules (the Rules) Effective March 31, 2004 H. Voting By Shareholders H. Voting By Shareholders 1. Poll Vote Mandatory (Rule 13.39(4)) Voting by poll (rather than by show of hands) is required...
HONG KONG LAW January 2004 Word version The Companies (Amendment) Ordinance 2003 To Take Effect On February 13, 2004 A. Introduction B. One Member/One Director Companies C. Further Amendments Relating To Directors D. Further Amendments Relating To Shareholders E....
HONG KONG LAW December 2003 Word version Recent Changes To The Companies Ordinance Prospectus Regime Introduction A. Guidelines On Use Of Offer Awareness And Summary Disclosure Materials In Offerings Of Shares And Debentures Under The Companies Ordinance B. Guidelines...
HONG KONG LAW November 2003 Word version Regulation Of Offers Of Investments Under Part IV Securities And Futures Ordinance A. Introduction B. Prohibition On Unauthorised Investment Advertisements C. Authorisation Of Collective Investment Schemes D. Other Offences...
HONG KONG LAW October 2003 Word version The Licensing Regime Under The Securities And Futures Ordinance Introduction New Single Licence Regime Regulated Activities Licence Types Responsible Officers Registered Institutions Exemptions And Exclusions Temporary Licences...
