by cladmin | Aug 12, 2015 | Hong Kong Law
Newsletter Hong Kong Law August 2015 PDF version Word version Exchange Publishes Guidance on Mixed Media Offers Background Relevant Listing Rules Guidance on MMOs Conditions for MMOs Relevant Condition Template Documents FAQ Series 13: For Investors FAQ Series 13: For...
by cladmin | Aug 10, 2015 | Hong Kong Law
Newsletter Hong Kong Law August 2015 PDF version Word version Ernst & Young Discontinues Appeal over Producing Chinese Audit Working Papers to SFC Introduction Background Introduction Ernst & Young (EY) has discontinued its appeal against the May 2014 order of...
by cladmin | Aug 5, 2015 | Hong Kong Law
Newsletter Hong Kong Law August 2015 PDF version Word version SFC Fines Licensed Entity HK$4.5 million for Delay in Reporting Trader’s Misconduct Chronology Breaches by Nomura Hong Kong SFC Disciplinary Action Implications The Hong Kong Securities and Futures...
by cladmin | Jul 31, 2015 | Hong Kong Law
Newsletter Hong Kong Law July 2015 PDF version Word version SFC Brings First Action for Breach of Listed Companies’ Obligation to Disclose Inside Information under Part XIVA Securities and Futures Ordinance Regulatory Background The AAL Case: the Facts Relevant...
by cladmin | Jul 24, 2015 | Hong Kong Law
Newsletter Hong Kong Law July 2015 PDF version Word version Hong Kong Accountants’ Exemption from Restrictions on Foreign Accountants Auditing Chinese Companies Listing Offshore Scope Restrictions on Overseas Audit Firms Exemption for Hong Kong Auditors Hong...
by cladmin | Jun 17, 2015 | Hong Kong Law
Newsletter Hong Kong Law June 2015 PDF version Word version Exchange Publishes Guidance on Issue of Convertible Securities by Listed Issuers Relevant Listing Rules Pre-emptive rights Disclosure requirements Public float The Stock Exchange of Hong Kong Limited (the...
