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中文
Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund Advertisements

Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund Advertisements

by cladmin | Apr 30, 2015 | Hong Kong Law

Download the PDF Download the Word Background Magistrate’s Decision in favour of Pacific Sun The SFC’s Appeal to the Court of First Instance Pacific Sun’s Appeal to the Court of Final Appeal Implications of the Court of Final Appeal Ruling On 20 March, 2015, the Hong...
New Pre-Trade Checking Model for Trading A Shares under Shanghai-Hong Kong Stock Connect

New Pre-Trade Checking Model for Trading A Shares under Shanghai-Hong Kong Stock Connect

by cladmin | Mar 25, 2015 | Hong Kong Law

Download the PDF Download the Word Introduction Rationale for the Change The Enhanced Model Market Response Introduction Rule changes to allow fund managers holding A shares through special accounts to settle A share trades after execution will come into effect on 30...
Hong Kong Stock Exchange to Issue Conclusions on Weighted Voting Rights

Hong Kong Stock Exchange to Issue Conclusions on Weighted Voting Rights

by cladmin | Mar 24, 2015 | Hong Kong Law

Download the PDF Download the Word Introduction Latest SFC Comments Related Issues: China’s Draft Foreign Investment Law Introduction The Hong Kong Stock Exchange Limited (Exchange) will issue its conclusions on its August 2014 Concept Paper on Weighted Voting...
Hong Kong Profits Tax Exemption to be Extended to Offshore Private Equity Funds 2015

Hong Kong Profits Tax Exemption to be Extended to Offshore Private Equity Funds 2015

by Kenneth Ballon | Mar 16, 2015 | Hong Kong Law

Download the PDF Download the Word Background Limitation of the Current Regime The New Exemption A Briefing Paper1 proposing to extend the current profits tax exemption for offshore funds to offshore private equity (PE) funds was tabled before the Legislative...
HKEx Consults on Volatility Control Mechanism and Closing Auction Session 2015

HKEx Consults on Volatility Control Mechanism and Closing Auction Session 2015

by cladmin | Mar 10, 2015 | Hong Kong Law

Download the PDF Download the Word Introduction Key Features of Proposed Voluntary Control Mechanism Key Features of Proposed Closing Auction Session VCM – Background Proposed VCM Regime CAS – Background Proposed CAS Model Other Concerns Implementation Responding to...
SFC Bans Ping An Former CEO for 1 Year over Internal Control Failures 2015

SFC Bans Ping An Former CEO for 1 Year over Internal Control Failures 2015

by cladmin | Mar 4, 2015 | Hong Kong Law

Download the PDF Download the Word Ping An Internal Control Failures Breaches by He Disciplinary Action The Hong Kong Securities and Futures Commission (SFC) has banned the former chief executive officer of Ping An of China Securities (Hong Kong) Company Limited (Ping...
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