Hong Kong Corporate Finance Regulation – 2014 Highlights and the Year Ahead

by cladmin | Jan 18, 2015 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Hong Kong Corporate Finance Regulation – 2014 Highlights and the Year Ahead 2014 – The Top 10 Regulatory Highlights 2015 – The Year Ahead – The Top 10 Notes A year...

Hong Kong Stock Exchange Publishes Listing Decision on Controlling Shareholders’ Post-IPO Lock-up Restrictions

by cladmin | Jan 17, 2015 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Hong Kong Stock Exchange Publishes Listing Decision on Controlling Shareholders’ Post-IPO Lock-up Restrictions Introduction Applicable Rules The Facts Decision and Analysis...

Moody’s Appeals SFC’s Disciplinary Action: Latest Developments

by cladmin | Jan 9, 2015 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Moody’s Appeals SFC’s Disciplinary Action: Latest Developments The Report Civil Market Misconduct Proceedings against head of US-based Research Company Moody’s Investors...

SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas Regulators

by cladmin | Jan 2, 2015 | Hong Kong Law

[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas Regulators Background Current Framework Existing SFO Provisions regarding SFC Assistance to...

Hong Kong-China Mutual Recognition of Funds (MRF) Scheme Nears Implementation

by cladmin | Dec 31, 2014 | Hong Kong Law

Newsletter Hong Kong Law December 2014 PDF version Word version Hong Kong-China Mutual Recognition of Funds (MRF) Scheme Nears Implementation Background Proposed MRF Rules Next Steps Expected Benefits Steps for Industry Participants Other Related Developments A scheme...

SFC Starts Market Misconduct Proceedings over Alleged False Research Report

by cladmin | Dec 24, 2014 | Hong Kong Law

Newsletter Hong Kong Law December 2014 PDF version Word version SFC Starts Market Misconduct Proceedings over Alleged False Research Report Market Misconduct Tribunal Proceedings The Securities and Futures Commission (SFC) has commenced proceedings against Mr. Andrew...