by cladmin | Jan 18, 2015 | Hong Kong Law
Download the PDF Download the Word 2014 – The Top 10 Regulatory Highlights 2015 – The Year Ahead – The Top 10 Notes A year of firsts in many ways, 2014 saw Hong Kong markets continue to reap the benefits of their first-mover advantage created by Mainland China...
by cladmin | Jan 17, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction Applicable Rules The Facts Decision and Analysis Introduction The Hong Kong Stock Exchange’s Listing Decision HKEx-LD85-20151 (the Listing Decision) required a shareholder to comply with the Listing Rules’...
by cladmin | Jan 9, 2015 | Hong Kong Law
Download the PDF Download the Word The Report Civil Market Misconduct Proceedings against head of US-based Research Company Moody’s Investors Service Hong Kong Limited (Moody’s) has appealed the Securities and Futures Commission’s (SFC’s) November decision that the...
by cladmin | Jan 2, 2015 | Hong Kong Law
Download the PDF Download the Word Background Current Framework Existing SFO Provisions regarding SFC Assistance to Overseas Regulators Proposed Changes Nature of Assistance Purposes of Collection Overseas Comparison The Consultation Questions Hong Kong’s Securities...
by cladmin | Dec 31, 2014 | Hong Kong Law
Download the PDF Download the Word Background Proposed MRF Rules Next Steps Expected Benefits Steps for Industry Participants Other Related Developments A scheme providing for the mutual recognition of funds authorised in Hong Kong and the Mainland is in its final...
by cladmin | Dec 24, 2014 | Hong Kong Law
Download the PDF Download the Word Market Misconduct Tribunal Proceedings The Securities and Futures Commission (SFC) has commenced proceedings against Mr. Andrew Left, a US citizen and head of Citron Research, for potential market misconduct involved in the...
