HKEx, SFC and HKMA Disciplinary Actions in September 2022

Hong Kong Law October 2022 PDF version Word version HKEx, SFC and HKMA Disciplinary Actions in September 2022 In September 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published one disciplinary action against four directors of National Investments Fund...

HKMA’s AML Regtech Lab Series under Fintech 2025

Hong Kong Law October 2022 PDF version Word version HKMA’s AML Regtech Lab Series under Fintech 2025 On 29 September 2022, the Hong Kong Monetary Authority (HKMA) published its Quarterly Bulletin issue number 112 (Quarterly Bulletin). The issue looks at the HKMA’s...

Court Orders Sound Global Chairman to Purchase Shares from Investors

Hong Kong Law October 2022 PDF version Word version Court Orders Sound Global Chairman to Purchase Investors’ Shares The Securities and Futures Commission (the SFC) has obtained an order in the Court of First Instance for the chairman and executive director of Sound...

HKMA Issues Position Paper on e-HKD

Hong Kong Law October 2022 PDF version Word version HKMA Issues Position Paper on e-HKD On 20 September 2022, the Hong Kong Monetary Authority (HKMA) released a position paper entitled “e-HKD: Charting the Next Steps” outlining its next steps on the direction of the...

SFC Issues Takeovers Bulletin No. 62

Hong Kong Law October 2022 PDF version Word version SFC Takeovers Bulletin No. 62 The Securities and Futures Commission of Hong Kong (SFC) published Takeovers Bulletin No. 62 in September 2022 (SFC Takeovers Bulletin 62) covering recent decisions of the Hong Kong...

HKEx, SFC & HKMA Disciplinary Actions August 2022

Hong Kong Law September 2022 PDF version Word version HKEx, SFC & HKMA Disciplinary Actions of August 2022 In August 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published two disciplinary actions. The first involved three directors of Inno-Tech...