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SFC Proposes Additional Exemptions from Part XV Disclosure Requirements

SFC Proposes Additional Exemptions from Part XV Disclosure Requirements

by cladmin | Jul 7, 2014 | Hong Kong Law

Newsletter Hong Kong Law July 2014 PDF version Word version SFC Proposes Additional Exemptions from Part XV Disclosure Requirements Current Guidelines Amendments to the Guidelines Consultation and Proposed Implementation The Securities and Futures Commission (SFC) is...
SFC Publishes Assessment Questions for Effective Business Continuity Plans

SFC Publishes Assessment Questions for Effective Business Continuity Plans

by cladmin | Jul 2, 2014 | Hong Kong Law

Newsletter Hong Kong Law July 2014 PDF version Word version SFC Publishes Assessment Questions for Effective Business Continuity Plans Introduction Assessment of business continuity plans Introduction The Licensing Department of the Securities and Futures Commission...
The Exchange Consults on Internal Controls Section of the Corporate Governance Code

The Exchange Consults on Internal Controls Section of the Corporate Governance Code

by cladmin | Jun 30, 2014 | Hong Kong Law

Newsletter Hong Kong Law June 2014 PDF version Word version The Exchange Consults on Internal Controls Section of the Corporate Governance Code The Proposals A. Risk management and internal control B. Responsibilities of the board and management C. Annual review and...
PRC Ministry of Finance Releases Draft Regulations on Cross-Border Audit Services

PRC Ministry of Finance Releases Draft Regulations on Cross-Border Audit Services

by cladmin | Jun 13, 2014 | Hong Kong Law

Newsletter Hong Kong Law June 2014 PDF version Word version PRC Ministry of Finance Releases Draft Regulations on “Cross-Border Audit Services” Introduction Background to the Provisional Regulations The news rules contained in the Provisional Regulations...
Hong Kong Stock Exchange Publishes Guidance Letter on Reverse Takeover Rules

Hong Kong Stock Exchange Publishes Guidance Letter on Reverse Takeover Rules

by cladmin | Jun 12, 2014 | Hong Kong Law

Newsletter Hong Kong Law June 2014 PDF version Word version Hong Kong Stock Exchange Publishes Guidance Letter on Reverse Takeover Rules A) Introduction B) Relevant Rules C) Guidance on the Application of the RTO Rules D) Further Guidance on the Criteria under the...
Exchange Publishes Guidance on Listed Issuers Use of Structured Contracts

Exchange Publishes Guidance on Listed Issuers Use of Structured Contracts

by cladmin | Jun 11, 2014 | Hong Kong Law

Newsletter Hong Kong Law June 2014 PDF version Word version Exchange Publishes Guidance on Listed Issuers’ Use of Structured Contracts Foreign Investment Restrictions Guidance on Structured Contracts Disclosure in Announcements and Circulars Disclosure in Annual...
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