by cladmin | Jul 7, 2014 | Hong Kong Law
Download the PDF Download the Word Current Guidelines Amendments to the Guidelines Consultation and Proposed Implementation The Securities and Futures Commission (SFC) is proposing to add two more categories of exemptions from the disclosure-of-interests requirement...
by cladmin | Jul 2, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Assessment of business continuity plans Introduction The Licensing Department of the Securities and Futures Commission (the SFC) has issued a circular (see archive) to licensed corporations containing a...
by cladmin | Jun 30, 2014 | Hong Kong Law
Download the PDF Download the Word The Proposals A. Risk management and internal control B. Responsibilities of the board and management C. Annual review and disclosure in the Corporate Governance Report D. Internal audit E. Audit Committee’s role The Stock Exchange...
by cladmin | Jun 13, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Background to the Provisional Regulations The news rules contained in the Provisional Regulations Introduction On 21 April 2014, the Accounting Division of the Ministry of Finance (MOF) released for consultation...
by cladmin | Jun 12, 2014 | Hong Kong Law
Download the PDF Download the Word A) Introduction B) Relevant Rules C) Guidance on the Application of the RTO Rules D) Further Guidance on the Criteria under the Principle Based Test E) Documentary Requirements for VSA or RTO F) Disclosure in Circulars G) Disclosure...
by cladmin | Jun 11, 2014 | Hong Kong Law
Download the PDF Download the Word Foreign Investment Restrictions Guidance on Structured Contracts Disclosure in Announcements and Circulars Disclosure in Annual Reports The Stock Exchange of Hong Kong (the Exchange) has issued Guidance Letter...
