by cladmin | Jun 10, 2014 | Hong Kong Law
Newsletter Hong Kong Law June 2014 PDF version Word version SFC Launches Online System for Dealing Disclosures under Takeovers Code The Securities and Futures Commission (SFC) has introduced a new online system1 to simplify the submission process for dealing...
by cladmin | Jun 9, 2014 | Hong Kong Law
Newsletter Hong Kong Law June 2014 PDF version Word version Court Orders Ernst & Young to Produce Accounting Records to SFC Introduction Case background Court order to produce accounting records Concerns over Ministry of Finance reforms Introduction The Court of...
by cladmin | May 27, 2014 | Hong Kong Law
Newsletter Hong Kong Law May 2014 PDF version Word version SFC Reprimands and Fines ICBCI and Deutsche Bank Introduction ICBCI Failures in Relation to their Role in Powerlong IPO Deutsche Bank Regulatory Breaches and Internal Control Failings Introduction The...
by cladmin | May 22, 2014 | Hong Kong Law
Newsletter Hong Kong Law May 2014 PDF version Word version Exchange Publishes Further Information on Shanghai-Hong Kong Stock Connect Investor and Participant Eligibility Trading Arrangements Eligible Stocks Quotas (on a “Net Buy” Basis) Price Limits...
by cladmin | May 16, 2014 | Hong Kong Law
Newsletter Hong Kong Law May 2014 PDF version Word version Exchange Issues Guidance on Opinion Letters Prepared By Independent Financial Advisers Introduction A) Applicable Listing Rules B) Guidance Introduction The Hong Kong Stock Exchange (the Exchange) has...
by cladmin | May 9, 2014 | Hong Kong Law
Newsletter Hong Kong Law May 2014 PDF version Word version SFC Issues Notice on Risks and Potential Regulatory Issues of Crowd-Funding Introduction What is “crowd-funding”? Potential application of relevant securities laws and regulations Potential...
