by cladmin | Jun 10, 2014 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) has introduced a new online system1 to simplify the submission process for dealing disclosures under Rule 22 of the Code on Takeovers and Mergers (Takeovers Code). All...
by cladmin | Jun 9, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Case background Court order to produce accounting records Concerns over Ministry of Finance reforms Introduction The Court of First Instance (the Court) has ordered Ernst & Young (EY) to produce to the...
by cladmin | May 27, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction ICBCI Failures in Relation to their Role in Powerlong IPO Deutsche Bank Regulatory Breaches and Internal Control Failings Introduction The Securities and Futures Commission (SFC) has made two announcements in relation to...
by cladmin | May 22, 2014 | Hong Kong Law
Download the PDF Download the Word Investor and Participant Eligibility Trading Arrangements Eligible Stocks Quotas (on a “Net Buy” Basis) Price Limits Trading Currency Short Selling, Margin Financing and Stock Borrowing and Lending Disclosure Obligations Company...
by cladmin | May 16, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction A) Applicable Listing Rules B) Guidance Introduction The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL76-14 (see archive), which provides information on the disclosure in...
by cladmin | May 9, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction What is “crowd-funding”? Potential application of relevant securities laws and regulations Potential liability and enforcement of a breach Potential risks for investors participating in crowd-funding activities...
