by cladmin | Apr 3, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Listing Rule Amendments Frequently-Asked-Questions (FAQ) Introduction The Hong Kong Stock Exchange (the Exchange) has published a news release (see archive) and Frequently-Asked-Questions (see...
by cladmin | Apr 2, 2014 | Hong Kong Law
Download the PDF Download the Word Exchange Continues Initial 3-day Check of Application Proofs to 30 September 2014 and Publishes Guidance on Failure of Initial 3-day Check Initial 3-day Check Initial 3-day Checklist Failure of the Initial 3-day Check Revised Initial...
by cladmin | Mar 28, 2014 | Hong Kong Law
Download the PDF Download the Word Background of ALPs Current regulation of ALPs Proposed additions to the Code of Conduct Consultation Questions Submission of Comments The Securities and Futures Commission (SFC) is consulting the public on amending the Code of...
by cladmin | Mar 14, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Proposals 1. A single resolution regime for Hong Kong 2. Scope of the resolution regime 3. Conditions for initiating resolution 4. Resolution objectives 5. Resolution authority 6. Lead resolution authority (LRA) 7....
by cladmin | Mar 11, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Reasons for the returned listing applications Accelerated review request Regulatory commenting process Exchange to publish return decisions from 1 April 2014 Application Proofs to be published on Exchange’s website from...
by cladmin | Mar 7, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Background Proposals Consultation Questions Introduction The Securities and Futures Commission (SFC) is conducting a consultation on allowing Real Estate Investment Trusts (REITs) greater flexibility to invest in...
