by cladmin | Apr 3, 2014 | Hong Kong Law
Newsletter Hong Kong Law April 2014 PDF version Word version Exchange Introduces New Headline Categories for Announcements Introduction Listing Rule Amendments Frequently-Asked-Questions (FAQ) Introduction The Hong Kong Stock Exchange (the Exchange) has published a...
by cladmin | Apr 2, 2014 | Hong Kong Law
Newsletter Hong Kong Law April 2014 PDF version Word version Sponsor Regime Update: Initial 3-Day Check Exchange Continues Initial 3-day Check of Application Proofs to 30 September 2014 and Publishes Guidance on Failure of Initial 3-day Check Initial 3-day Check...
by cladmin | Mar 28, 2014 | Hong Kong Law
Newsletter Hong Kong Law March 2014 PDF version Word version SFC Consults on the Regulation of Alternative Liquidity Pools Background of ALPs Current regulation of ALPs Proposed additions to the Code of Conduct Consultation Questions Submission of Comments The...
by cladmin | Mar 14, 2014 | Hong Kong Law
Newsletter Hong Kong Law March 2014 PDF version Word version HK Government Proposals for Resolution Regime for Financial Institutions Introduction Proposals 1. A single resolution regime for Hong Kong 2. Scope of the resolution regime 3. Conditions for initiating...
by cladmin | Mar 11, 2014 | Hong Kong Law
Newsletter Hong Kong Law March 2014 PDF version Word version Information on Listing Applications since the New Sponsor Regime Introduction Reasons for the returned listing applications Accelerated review request Regulatory commenting process Exchange to publish return...
by cladmin | Mar 7, 2014 | Hong Kong Law
Newsletter Hong Kong Law March 2014 PDF version Word version SFC Proposes Amendments to the Code on REITs Introduction Background Proposals Consultation Questions Introduction The Securities and Futures Commission (SFC) is conducting a consultation on allowing Real...
