by cladmin | Dec 24, 2013 | Hong Kong Law
Download the Word International Regulatory Co-operation Matters Requirements for Constitutional Documents The Hong Kong Stock Exchange (Exchange) has published country guides (see archive) for twenty of the twenty-one overseas jurisdictions which the...
by cladmin | Dec 23, 2013 | Hong Kong Law
Download the Word Introduction 1. PME Group Director Acquitted of Making False or Misleading Announcements 2. Court Orders Insider Dealers to Compensate Investors under section 213 Securities and Futures Ordinance (SFO) 3. SFC Commences section 213 Proceedings against...
by cladmin | Dec 18, 2013 | Hong Kong Law
Download the Word Introduction Hong Kong Stock Exchange Publishes Guidance Letter on Suitability for Listing Hong Kong Stock Exchange Publishes Listing Decision (LD76-2013) in relation to whether the Applicants were Suitable for Listing under Rule 8.04 given that they...
by cladmin | Oct 18, 2013 | Hong Kong Law
Download the Word Relevant Requirements The FAQs On 8 October 2013, the Securities and Futures Commission (SFC) published Frequently Asked Questions (the FAQs) (see archive) on the new regime on the regulation of sponsors under the SFC’s new paragraph...
by cladmin | Oct 11, 2013 | Hong Kong Law
Download the Word Introduction Dealing disclosures under Rule 22 of the Takeovers Code Application of Rule 10.9 of the Takeovers Code to unaudited quarterly results published during an offer period Introduction The Securities and Futures Commission (SFC) has...
by cladmin | Oct 9, 2013 | Hong Kong Law
Download the Word Introduction The Revised Joint Statement – Overview The Takeovers Code Revised Joint Statement – Section 1: Shareholder Protection Standards Revised Joint Statement – Section 2: Regulatory Cooperation Revised Joint Statement – Section 3: Accounting...
