New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines

by cladmin | Sep 30, 2013 | Hong Kong Law

Newsletter Hong Kong Law September 2013 Word version New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines New Sponsors Regime Hong Kong Sponsor Due...

Exchange Publishes Guidance on Resumption of Long Suspended Companies

by cladmin | Sep 23, 2013 | Hong Kong Law

Newsletter Hong Kong Law September 2013 Word version Exchange Publishes Guidance on Resumption of Long Suspended Companies Resumption of trading for PN 17 companies Resumption of trading for companies suspended for material issues The Hong Kong Stock Exchange (the...

SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures

by cladmin | Sep 19, 2013 | Hong Kong Law

Newsletter Hong Kong Law September 2013 Word version SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures Introduction The Principles The Application of the Guidelines Introduction The Securities and Futures...

Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications

by cladmin | Sep 18, 2013 | Hong Kong Law

Newsletter Hong Kong Law September 2013 Word version Exchange issues guidance on Documentary Requirements and Administrative Matters relating to New Listing Applications Guidance The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter...

Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information

by cladmin | Sep 17, 2013 | Hong Kong Law

Newsletter Hong Kong Law September 2013 Word version Hong Kong Law Issue 204 Exchange provides Guidance On Confirmations Required for Accountants’ Reports, Pro Forma Financial Information And Profit Forecasts Exchange Provides Guidance on Management Discussion...

Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications

by cladmin | Sep 16, 2013 | Hong Kong Law

Newsletter Hong Kong Law September 2013 Word version Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications Stub period financials and comparative...