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Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials

Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials

by cladmin | Sep 13, 2013 | Hong Kong Law

Download the Word Applicability of publication requirements Warning and disclaimer statements Redactions in Application Proof for Publication and PHIP Confidential filings Arrangements for the publication of the Application Proof over the Transitional Period (1...
Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

by cladmin | Aug 30, 2013 | Hong Kong Law

Download the Word Listing Rule Requirements Specific Guidance Hong Kong Exchanges and Clearing Limited (the Exchange) has updated Guidance Letter GL22-10 (the Letter) (see archive) with the stated purpose of providing guidance to new applicant...
SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

by cladmin | Aug 29, 2013 | Hong Kong Law

Download the Word Introduction Whitewash waiver and “disqualifying transactions” Application of Rule 20.1(b) of the Takeovers Code to share repurchases by partial offer Introduction The Securities and Futures Commission (SFC) has published, in its latest issue of the...
Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

by cladmin | Aug 13, 2013 | Hong Kong Law

Newsletter Hong Kong Law August 2013 Word version Exchange Publishes Frequently Asked Questions On Listing Rule Changes To Complement The Securities And Futures Commission’s New Sponsor Regulation Effective On 1 October 2013 General Arrangements for listing...
Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

by cladmin | Aug 13, 2013 | Hong Kong Law

Newsletter Hong Kong Law August 2013 Word version Exchange Publishes Listing Rule Changes To Come Into Effect On Or After 1 October 2013 Regarding New Statutory Regime On The Regulation Of Sponsors Publication of Application Proof Substantially Complete Listing...
HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

by cladmin | Jul 22, 2013 | Hong Kong Law

Newsletter Hong Kong Law July 2013 Word version HKEx Incorporates Listing Decision LD45-3 (Regarding Conditions For Waiver From Strict Compliance With GEM Listing Rules 7.03(1) and 11.10) Into Guidance Letter GL25-11 Listing Decision LD45-3 Guidance On Conditions For...
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