Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing

by cladmin | Jun 8, 2013 | Hong Kong Law

Newsletter Hong Kong Law June 2013 Word version Hong Kong Stock Exchange Publishes Listing Decision On Whether Deteriorating Financial Performance After Track Record Period And Other Factors Rendered Applicant Unsuitable For Listing Introduction Facts Non-compliance...

Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-Offs

by cladmin | Jun 6, 2013 | Hong Kong Law

Newsletter Hong Kong Law June 2013 Word version Hong Kong Stock Exchange Publishes Listing Decisions On Rights Issues and Spin-Offs HKEx-LD70-2013 HKEx-LD71-2013 HKEx-LD72-2013 Three listing decisions have been made available on Hong Kong Exchanges and Clearing...

Court of Final Appeal Hands Down Landmark Ruling on the Application of Section 213 of the SFO

by cladmin | Jun 4, 2013 | Hong Kong Law

Newsletter Hong Kong Law June 2013 Word version Court Of Final Appeal Hands Down Landmark Ruling On The Application Of Section 213 Of The SFO Background Section 213 Implications of the COA Decision The CFA Decision The Court of Final Appeal (CFA) has dismissed the...

SFC Publishes Consultation Paper on the Professional Investor Regime

by cladmin | Jun 3, 2013 | Hong Kong Law

Newsletter Hong Kong Law June 2013 Word version SFC Publishes Consultation Paper On The Professional Investor Regime Key issues Background The Professional Investor Regime Suitability Requirement Application of the exemption to Corporate and Individual PIs...

Stock Exchange Publishes Guidance on Listing Document Risk Factors Disclosure

by cladmin | May 29, 2013 | Hong Kong Law

Newsletter Hong Kong Law May 2013 Word version Stock Exchange Publishes Guidance On Listing Document Risk Factors Disclosure Listing Rule Requirements Specific Guidance for the Risk Factors Section Hong Kong Exchanges and Clearing Limited (the Exchange) has published...

Hong Kong Stock Exchange Publishes Consultation Papers on Connected Transaction Rules

by cladmin | May 27, 2013 | Hong Kong Law

Newsletter Hong Kong Law May 2013 Word version Hong Kong Law Issue 191 Hong Kong Stock Exchange Publishes Consultation Papers On Connected Transaction Rules Rules that should use the definitions of “connected person” and “associate” as in...