by cladmin | Nov 3, 2011 | Hong Kong Law
Newsletter Hong Kong Law November 2011 Word version SFC Begins Consultation On Proposed Regulatory Regime For OTC Derivatives Market Introduction Background Main Proposals Other Information About The Proposed Regulatory Regime How To Respond To The Consultation...
by cladmin | Sep 22, 2011 | Hong Kong Law
Newsletter Hong Kong Law September 2011 Word version HKEx Publishes Revised Guidance For Chapter 21 Companies (“Investment Companies”) Introduction September 2011 Revisions Introduction Chapter 21 (Chapter 21) of the Listing Rules (Listing Rules) of the...
by cladmin | Sep 5, 2011 | Hong Kong Law
Newsletter Hong Kong Law September 2011 Word version SFC Publishes Consultation Paper On Proposed Takeovers Code Amendments Introduction Proposed Amendments Introduction On 24 August, 2011, the SFC announced a one-month consultation to request public comments on their...
by cladmin | Aug 31, 2011 | Hong Kong Law
Newsletter Hong Kong Law August 2011 Word version CSRC Tightens Regulation Of Backdoor Listings And Adopts Measures To Facilitate Asset Acquisitions By Way Of Share Issue Introduction Backdoor Listings Improving The Regulation Of Asset Purchases By Way Of Share Issue...
by cladmin | Aug 17, 2011 | Hong Kong Law
Newsletter Hong Kong Law August 2011 Word version SFC Reminds Sponsors To Exercise Reasonable Judgment In IPO Due Diligence Introduction Conduct Of Sponsors And The SFC’s Response Introduction In its latest edition of the Dual Filing Update, the Securities and...
by cladmin | Aug 15, 2011 | Hong Kong Law
Newsletter Hong Kong Law August 2011 Word version Hong Kong Law Issue 131 SFC Extends Implementation Date For New Conflict Of Interest Requirements Governing Research Reports HKEx Reminds Listed Issuers Of Their Disclosure Obligations In Context Of Recent Market...
