by cladmin | Jun 27, 2011 | Hong Kong Law
Newsletter Hong Kong Law June 2011 Word version Consultation Paper On Draft Short Position Reporting Rules Published Introduction The Draft SPR Rules Responding To The Consultation Introduction On 25 May 2011, the Securities and Futures Commission (SFC) published a...
by cladmin | Jun 13, 2011 | Hong Kong Law
Newsletter Hong Kong Law June 2011 Word version Ex-Entitlement Trading Only After Shareholder Approval Effective 20 June 2011 Introduction Shares To Be Traded Ex-Entitlement Only After Shareholder Approval (Rule 13.66 (2) Main Board, Rule 17.78 (2) GEM) Record Date To...
by cladmin | May 24, 2011 | Hong Kong Law
Newsletter Hong Kong Law May 2011 Word version New Regime For Offers Of Structured Products Effective 13 May 2011 Introduction The New Regime In A Nutshell Major Changes Effected By The Amendment Ordinance Consequential Changes To Selling Restrictions Annex A Annex B...
by cladmin | Apr 29, 2011 | Hong Kong Law
Newsletter Hong Kong Law April 2011 Word version HKEx Listing Decisions On Acceptability Of Prior Shareholder Mandates For Notifiable Transactions, The Classification Of A Share Repurchase By A Listed Subsidary Under Chapter 14 And Qualification Requirements For...
by cladmin | Apr 13, 2011 | Hong Kong Law
Newsletter Hong Kong Law April 2011 Word version SFC Report On Sponsor Inspection Findings Introduction Background To The Sponsor Theme Inspection And Report The Sponsor Theme Inspection And Report The SFC’s Next Steps Introduction On March 29 2011 the SFC...
by cladmin | Apr 11, 2011 | Hong Kong Law
Newsletter Hong Kong Law April 2011 Word version SFC Publishes Consultation Conclusions On The Draft Guidelines On Disclosure Of Price Sensitive Information Introduction The Legal Status of the Guidelines Application of the Guidelines to the Insider Dealing Regime The...
