by cladmin | Nov 30, 2010 | Hong Kong Law
Newsletter Hong Kong Law November 2010 Word version Registration of Investment Managers With SEC Introduction The “Foreign Private Adviser” Exemption-Non-U.S. Investment Managers U.S. Investment Managers Other Possible Exemptions Timeframe for Registration...
by cladmin | Nov 15, 2010 | Hong Kong Law
Newsletter Hong Kong Law November 2010 Word version SFC Publishes Consultation Conclusions Concerning The Regulatory Oversight Of Credit Rating Agencies Introduction International Background The Proposed Regime Introduction The Securities and Futures Commission (SFC)...
by cladmin | Nov 10, 2010 | Hong Kong Law
Newsletter Hong Kong Law November 2010 Word version HKEx Admits Brazil, Japan and The Isle Of Man as Acceptable Jurisdictions of Incorporation for Overseas Listing Applicants Introduction 1. Brazil: HKEx Listing Decision 109-1 (October 2010) 2. Japan: HKEx Listing...
by cladmin | Nov 3, 2010 | Hong Kong Law
Newsletter Hong Kong Law November 2010 Word version HKEx Listing Committee Announces Interim Guidance On Pre-IPO Investments Introduction Interim Guidance Background Listing Decision Findings Introduction The publication on 13 October 2010 of interim guidance on...
by cladmin | Oct 6, 2010 | Hong Kong Law
Newsletter Hong Kong Law October 2010 Word version SFC Publishes Consultation Paper On The Evidential Requirements Under The Securities And Futures (Professional Investor) Rules Introduction Background The SFC Proposal To Refine The Evidential Requirements How To...
by cladmin | Sep 17, 2010 | Hong Kong Law
Newsletter Hong Kong Law September 2010 Word version HKEx Publishes Consultation Paper On Proposed Reduction Of Required Minimum Number Of Shareholders For The Market Capitalisation/Revenue Test Introduction Background Reasons For The Proposed Amendment How To Respond...
