by cladmin | Aug 9, 2010 | Hong Kong Law
Newsletter Hong Kong Law August 2010 Word version SFC Dual Filing Update Identifies Shortcomings In Prospectus Disclosure Relationship with significant stakeholders Explanations of financial performance Identification and assessment of non-compliance with rules and...
by cladmin | Aug 5, 2010 | Hong Kong Law
Newsletter Hong Kong Law August 2010 Word version SFC Consults On Regulatory Oversight Of Credit Rating Agencies Background Objectives of Regulating CRAs Creation of a New Type 10 Regulated Activity under Hong Kong’s Existing Licensing Regime Amendments to...
by cladmin | Jun 11, 2010 | Hong Kong Law
Newsletter Hong Kong Law June 2010 Word version SFC To Implement Proposals To Enhance Regulation Of Retail Structured Products Disapplication of the CO Prospectus Provisions to Structured Products Loss of CO Safe Harbours Proposed Definition of Structured Product...
by cladmin | May 26, 2010 | Hong Kong Law
Newsletter Hong Kong Law May 2010 Word version Changes To Connected Transaction Rules Effective 3 June, 2010 1. New Exemption For Persons Connected With An Issuer At The Subsidiary Level Where The Size Of The Subsidiary Is “Insignificant” To The Issuer 2....
