Hong Kong Stock Exchange Publishes Guidance on Listed Issuers Continuous Disclosure Obligations and on Disclosure of Distributorship Business Models in Listing Documents

by cladmin | Jun 11, 2012 | Hong Kong Law

Newsletter Hong Kong Law June 2012 Word version Hong Kong Stock Exchange Publishes Guidance On Listed Issuers’ Continuous Disclosure Obligations And On Disclosure Of Distributorship Business Models In Listing Documents Hong Kong Stock Exchange Publishes Reminder...

Hong Kong Stock Exchange Publishes Guidance Letter on Profit Forecasts under Main Board Rules and Gem Rule

by cladmin | May 30, 2012 | Hong Kong Law

Newsletter Hong Kong Law May 2012 Word version Hong Kong Stock Exchange Publishes Guidance Letter On Profit Forecasts Under Main Board Rules 9.11(10)(B) And 11.17 (GEM Rule 14.29) Relevant Listing Rules Guidance & Clarification The Stock Exchange of Hong Kong...

Securities and Futures Commission Publishes Consultation Paper on the Regulation of Sponsors

by cladmin | May 24, 2012 | Hong Kong Law

Newsletter Hong Kong Law May 2012 Word version Securities And Futures Commission Publishes Consultation Paper On The Regulation Of Sponsors Introduction Background Summary Of Proposals – New Requirements Consolidation of Other Existing Requirements How To...

Statutory Regime for Disclosure of Price Sensitive Information

by cladmin | May 11, 2012 | Hong Kong Law

Newsletter Hong Kong Law May 2012 Word version Statutory Regime For Disclosure Of Price Sensitive Information To Take Effect On 1 January 2013 1. Introduction 2. Key Features Of The PSI Disclosure Regime 3. The New Statutory Regime: Background 4. Definition Of Insider...

Hong Kong Stock Exchange Issues Guidance on Hard Underwriting Disclosure and SFC Fines Investors for Illegal Short Selling and SFC Fines and Revokes Licence of An IPO Sponsor

by cladmin | May 4, 2012 | Hong Kong Law

Newsletter Hong Kong Law May 2012 Word version Hong Kong Law Issue 154 Hong Kong Stock Exchange Issues Guidance On Hard Underwriting Disclosure In Listing Documents SFC Fines Investors For Illegal Short Selling Of Expected Allocation Of Excess Rights Shares SFC Issues...

New Anti-Money Laundering and Counter-Terrorist Financing Requirements for SFC Licensed Corporations

by cladmin | May 2, 2012 | Hong Kong Law

Newsletter Hong Kong Law May 2012 Word version New Anti-Money Laundering And Counter-Terrorist Financing Requirements For SFC Licensed Corporations Effective 1 April 2012 Introduction The AMLO Guidelines On Compliance Outline Of The AML/CTF Guideline AML/CTF Systems...