by cladmin | Oct 3, 2007 | Hong Kong Law
Hong Kong Law October 2007 Word version SFC Publishes Consultation Paper On Proposed Amendments To The Codes On Takeovers And Mergers And Share Repurchases Introduction 1. Securities Borrowing And Lending 2. Dealings By Connected Discretionary Fund Managers And...
by cladmin | Sep 10, 2007 | Hong Kong Law
Hong Kong Law September 2007 Word version HKEx Publishes Consultation Paper On Periodic Financial Reporting Introduction 1. Shortening Of Reporting Deadlines 2. Mandatory Quarterly Reporting For Main Board Issuers 3. Changes To GEM Rules On Quarterly Reporting Annex A...
by cladmin | Aug 6, 2007 | Hong Kong Law
Hong Kong Law August 2007 Word version HKEx Proposes A Second Board Model For GEM: Invites Responses On Consultation Paper By 31 October 2007 Introduction I. Background II. The Main Proposals III. Possible Implications Of GEM Proposals For Main Board Annex A...
by cladmin | Jul 23, 2007 | Hong Kong Law
Hong Kong Law July 2007 Word version HKEx Issues Reminder To Listed Issuers Regarding Suspension Related Matters Under The Electronic Disclosure Regime Effective 25 June 2007 Introduction Background Suspension Policy Under The EDP Procedure Before Pre-Opening Trading...
by cladmin | Jun 20, 2007 | Hong Kong Law
Hong Kong Law June 2007 Word version SFC Adopts New Approach To Licensing Of Fund Managers Introduction 1. Streamlined Licensing Process For UK Or US Licensed/Registered Hedge Fund Managers 2. Clarification Of Competence Requirements For Responsible Officers 3....
by cladmin | Apr 11, 2007 | Hong Kong Law
Hong Kong Law April 2007 Word version Abolition Of The Requirement For Main Board Issuers To Publish Paid Newspaper Announcements To Take Effect On 25 June 2007 Introduction The Current Regime The New Regime Phase 1: The Transition Period Phase 2: The Way Forward...