by cladmin | May 12, 2006 | Hong Kong Law
Hong Kong Law May 2006 Word version New Sponsor Requirements To Take Effect January 1, 2007 Introduction A. Eligibility Criteria For Sponsors B. On-going obligations C. Compliance Advisers D. Independent Financial Advisers E. Transitional Arrangements F. Commission...
by cladmin | Feb 7, 2006 | Hong Kong Law
Hong Kong Law February 2006 Word version SFC to Implement Securities Collateral Re-pledging Limited in 2 Phases HKFE Announces Revised Margins for H-shares Index and Petrochina Futures Contracts The SFC published a press release on February 6, 2006 confirming its...
by cladmin | Jan 25, 2006 | Hong Kong Law
Hong Kong Law January 2006 Word version HKEx Publishes Discussion Paper on GEM 1. Background 2. Overseas Growth Board Experience 3. London’s AIM 4. Structural Options 5. Key Discussion Questions 6. Consultation Hong Kong Exchanges and Clearing Limited...
by cladmin | Jan 18, 2006 | Hong Kong Law
Hong Kong Law January 2006 Word version Stock Exchange Proposes Abolition of Requirement for Main Board Issuers to Publish Paid Announcements in Newspapers Background Two-phased Implementation Summary Announcements vs. Notifications Timetable for Implementation Use of...
by cladmin | Dec 10, 2005 | Hong Kong Law
Hong Kong Law December 2005 Word version SFC Launches a Six-Point Plan for the Derivative Warrants Market Introduction 1. Changes To The Liquidity Provider System 2. Facilitate Further Issues And Identical Issues 3. Banning Commission Rebates And Other Incentive...
by cladmin | Oct 25, 2005 | China Law
[show_newsletter_sitepath] China Law October 2005 Word version SAFE formal Notice to replace existing SAFE restrictions on red chip restructurings effective 1 November 2005 The State Administration of Foreign Exchange (SAFE) has issued a notice regarding issues of...