Hong Kong SFC Fines IPO Sponsors for Due Diligence Failures
The SFC fines two sponsors in their respective breaches of their sponsor due diligence obligations...
Newsletters Archive:
Charltons on behalf of 7 corporate finance firms responds to HKEX SPAC Consultation
Charltons on behalf of 7 corporate finance firms submitted responses to the HKEX consultation paper...
HKEX Issues Consultation Paper on SPACs
The HKEX published a consultation paper on the proposed Hong Kong SPAC listing framework, which...
Singapore Exchange Introduces SPAC Listing Framework
The Singapore Exchange (SGX) announced new rules to enable Special Purpose Acquisition Companies (SPACs) to...
SFC Publishes Q2 2021 Report
The SFC published its quarterly report for Q2, covering the period April to June 2021,...
SFC Concludes on Hong Kong Investor Identification Regime and OTC Securities Transactions Reporting Regime
The SFC published its Consultation Conclusions on proposals to introduce an investor identification regime for...
FINI – HKEX’s New IPO Settlement Platform to Implement T+2 IPO Settlement Timetable
Introduction of the new mandatory IPO settlement platform ‘Fast Interface for New Issuance’ (FINI) will...
SFC to Upgrade Competency Standards for Licensed Intermediaries and Individuals from 1 January 2022
The MRF scheme enables Hong Kong and Thai funds authorised or approved for retail distribution...
Implementation of Hong Kong-Thailand Mutual Recognition of Funds Scheme
The MRF scheme enables Hong Kong and Thai funds authorised or approved for retail distribution...
FSTB Concludes Consultation on Registration Regime for Dealers in Precious Metals and Stones
Registrants engaging in cash transactions at or above HK$120,000 will fall under Category B and...