Regulation Of Offers Of Investments Under Part IV Securities And Futures Ordinance

by cladmin | Nov 18, 2003 | Hong Kong Law

HONG KONG LAW November 2003 Word version Regulation Of Offers Of Investments Under Part IV Securities And Futures Ordinance A. Introduction B. Prohibition On Unauthorised Investment Advertisements C. Authorisation Of Collective Investment Schemes D. Other Offences...

The New Licensing Regime under the Securities and Futures Ordinance

by cladmin | Oct 16, 2003 | Hong Kong Law

HONG KONG LAW October 2003 Word version The Licensing Regime Under The Securities And Futures Ordinance Introduction New Single Licence Regime Regulated Activities Licence Types Responsible Officers Registered Institutions Exemptions And Exclusions Temporary Licences...

Disclosure of Interests under the Securities and Futures Ordinance – Update

by cladmin | Oct 1, 2003 | Hong Kong Law

Stabilisation under the Securities and Futures Price Stabilising Rules

by cladmin | Sep 24, 2003 | Hong Kong Law

[show_newsletter_sitepath] [show_back_to_newsletter_link] Insights [show_insights_options] HONG KONG LAW September 2003 Word version Stabilisation Under The Securities And Futures (Price Stabilising) Rules Introduction Scope Of The Rules Primary Stabilising Actions...

Proposed Increased Regulation of IPO Intermediaries

by cladmin | Jun 20, 2003 | Hong Kong Law

[show_newsletter_sitepath] [show_back_to_newsletter_link] Insights [show_insights_options] HONG KONG LAW June 2003 Word version Proposed Increased Regulation Of IPO Intermediaries Acceptable Sponsors and IFAs The Code of Conduct Sponsors’ Due Diligence...

Market Misconduct under the Securities and Futures Ordinance

by cladmin | Jun 2, 2003 | Hong Kong Law

HONG KONG LAW June 2003 Word version Market Misconduct Under The Securities And Futures Ordinance Introduction What Is Market Misconduct? Additional Offences Effects Of Market Misconduct Introduction The Securities and Futures Ordinance (SFO) which came into effect on...