SFC Publishes Quarterly Report (Q4 2020)
On 23 February 2021, the Hong Kong SFC published its quarterly report for the fourth...
Newsletters Archive:
The HKEX Consultation Paper on the Listing Regime for Overseas Issuers
On 31 March 2021, the HKEX published a potentially far-reaching consultation paper to streamline the...
HKEx Publishes Review of Listed Companies’ Corporate Governance Practices and Practitioner’s Insights on ESG
In December 2020, the HKEx published findings from its latest review of listed companies’ corporate...
SFC Updates FAQs on Compliance with Suitability Obligations and Requirements for Complex Products
On 23 December 2020, the SFC published a circular to intermediaries outlining updates to the...
UK Listing Review Recommendations for Reform of the LSE Listing Rules
The UK Listing Review published recommendations for reform of the Listing Rules, including allowing companies...
Steering Group Announces Green and Sustainable Finance Strategy for Hong Kong
The Cross-agency Steering Group announced its Strategic Plan on 17 December 2020, outlining six key...
Hong Kong 2021/2022 Budget – Market Highlights
On 24 February 2021, the Financial Secretary delivered Hong Kong’s 2021/2022 Budget Speech outlining various...
HKEx Publishes Findings of Latest Review of Issuers’ Annual Report Disclosures
The HKEx published its latest review of issuers’ annual report disclosures, which focused on issuers’...
SFC Consults on Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and Proposal on HKEx Sponsor Coupling
The SFC published a consultation outlining proposals to introduce a Code of Conduct on Bookbuilding...