HKEx and SFC Disciplinary Actions of October 2022

by Alexandr Pirogov | Dec 7, 2022 | Hong Kong Law

Hong Kong Law December 2022 PDF version Word version HKEx and SFC Disciplinary Actions of October 2022 In October 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published two disciplinary actions. The first involved the imposition of a Director Unsuitability...

SFC Practice Note 24: Receivers, Liquidators and Commencement of Offer Periods

by Alexandr Pirogov | Dec 1, 2022 | Hong Kong Law

Hong Kong Law December 2022 PDF version Word version SFC Practice Note 24: Receivers, Liquidators and Commencement of Offer Periods The Executive of the Securities and Futures Commission (SFC) issued a new Practice Note 24 (PN24) on 18 November 2022 regarding...

SFC Circular on Virtual Asset Futures Exchange Traded Funds

by Alexandr Pirogov | Nov 14, 2022 | Hong Kong Law

Hong Kong Law November 2022 PDF version Word version SFC Circular on Virtual Asset Futures Exchange Traded Funds Shortly after the Hong Kong Government issued its Policy Statement on the development of Virtual Assets in Hong Kong during Hong Kong Fintech Week 2022 on...

HKEx Issues Revised Enforcement Sanctions Statement and New Cooperation Guidance

by Alexandr Pirogov | Nov 10, 2022 | Hong Kong Law

Hong Kong Law November 2022 PDF version Word version HKEx Issues Revised Enforcement Sanctions Statement & New Cooperation Guidance On 25 October 2022, the Hong Kong Stock Exchange (the HKEx) published its new Guidance Note on Cooperation and updated its...

HK Government issues Policy Statement on development of Virtual Assets in Hong Kong

by Alexandr Pirogov | Nov 3, 2022 | Hong Kong Law

Hong Kong Law November 2022 PDF version Word version HK Government issues Policy Statement on development of Virtual Assets in Hong Kong On 31 October 2022, the Financial Services and Treasury Bureau (FSTB) issued a policy statement on the Development of Virtual...

HKEx, SFC and HKMA Disciplinary Actions in September 2022

by Alexandr Pirogov | Oct 31, 2022 | Hong Kong Law

Hong Kong Law October 2022 PDF version Word version HKEx, SFC and HKMA Disciplinary Actions in September 2022 In September 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published one disciplinary action against four directors of National Investments Fund...