SFC consults on changes to Competency Requirements for Licensed Intermediaries and Individuals
The SFC published a consultation paper on 11 December 2020 on proposals to increase the...
Newsletters Archive:
Charltons Responds to HKEX Consultation on Main Board Profit Requirement on behalf of 10 sponsor firms
Charltons responded on 11 Jan 2021 to HKEX’s Consultation Paper: The Main Board Profit Requirement...
SFC Takeovers Bulletin No. 55 on Takeovers Code Breaches and Regulatory Reminders
The Takeovers Bulletin No.55 was issued in December 2020, in which SFC outlined two breaches...
SFC Consults on Investor Identification Regime and OTC Securities Transactions Reporting Regime
The SFC published a consultation outlining proposals to introduce an investor identification regime for the...
Hong Kong Government Announces New Social Distancing Measures
The Hong Kong Government has tightened social distancing measures until 23 December 2020 in view...
HKEx Consults on Proposal to Increase the Main Board Profit Requirement
The HKEx published a consultation paper outlining proposals to increase the Main Board Profit Requirement...
HKEx Consults on Proposal to Streamline IPO Settlement Process
The HKEx published a concept paper outlining a proposal to streamline the IPO settlement process...
SFC Consults on Climate-risk Requirements for Fund Managers
Hong Kong’s SFC published a consultation paper on the management and disclosure of climate-related risks...
FSTB Consults on Proposed Registration Regime for Dealers in Precious Metals and Stones
Hong Kong’s FSTB published proposals for a registration regime for dealers in precious metals and...
FSTB Consults on Proposed Licensing Regime for Virtual Asset Exchanges
The FSTB published a consultation paper proposing a new licensing regime for virtual asset exchanges...