HKEx Publishes Consultation Conclusions on Proposal to Permit Corporate WVR Beneficiaries
HKEx published conclusions to its consultation on corporate WVR beneficiaries with plans to allow Greater...
Newsletters Archive:
Hong Kong SFC Reprimands and Fines Goldman Sachs US$350 million
Hong Kong’s SFC reprimanded and fined Goldman Sachs US$350 million for serious regulatory failures that...
HKEx Publishes Consultation Conclusions on Codification of General Waivers Relating to IPOs and Listed Issuers and Minor Rule Amendments
The HKEx published the consultation conclusions on the codification of general waivers and principles relating...
SFC Consults on Changes to AML and CFT Guidelines for Licensed Corporations
On 18 September 2020, the SFC published a Consultation Paper on proposals to amend its...
Changes to Hong Kong’s Open-ended Fund Companies Regime Take Effect 11 September 2020
Changes to Hong Kong’s private open-ended fund companies regime took effect on 11 September 2020...
HKEx Consults on Listing Rule Amendments to Increase its Disciplinary Powers and Sanctions
HKEx is consulting on Listing Rule amendments and extending its disciplinary and sanctioning powers under...
Amendments to HKEx’s Listing Rules for Debt Issues to Professional Investors to Take Effect on 1 November 2020
Amendments to HKEx’s Listing Rules for debt issues only to professional investors will take effect...
Hong Kong Launches Hang Seng TECH Index
The Hang Seng TECH Index was launched on 27 July 2020 tracking the 30 largest...
HKEx Consults on Paperless Listing and Subscription and Issues New IPO Guidance
HKEx is consulting on paperless listing and subscription, online document display and reducing the documents...