HKEx Publishes Consultation Paper on Corporate WVR Beneficiaries HKEx published a consultation paper seeking feedback on a proposal to allow corporate entities to...
Latest SFC Decisions Against SFC Licensed Corporations and Unlicensed and SFC Licensed Individuals for Compliance Failures under the Securities and Futures Ordinance The SFC has published updates on over ten disciplinary actions and related prosecutions between mid-December...
HKEX/SFC Guidance on Financial Results Publication amid Corona Virus Travel Restrictions HKEx and the SFC issued guidance to listed issuers and their auditors on the requirements...
SFC Survey on Integrating Environmental, Social and Governance Factors and Climate Risks in Asset Management
SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds