Newsletters Archive:
Hong Kong SFC Issues Crypto Fund Licensing Conditions for Hong Kong Crypto Fund Managers
SFC licensing conditions for managers of funds whose stated investment objective is investing in virtual...
HKEx Reports on Hong Kong ETF Market as a Door to Global Investment
HKEx’s research report highlights the potential for development of Mainland-HK ETF market connectivity to boost...
SFC Fines HSBC for Code of Conduct Breaches
SFC fined HSBC for its internal control failure to ensure timely detection of any failure...
HKEx Listing Rules: HKEx Consultation on Codifying Waivers and Principles for HKEx IPOs and Listed Issuers
The Stock Exchange of Hong Kong Limited has issued a Consultation Paper on Codification of...
New Listing Rules on Backdoor Listings Effective 1 October
The Stock Exchange of Hong Kong published its Consultation Conclusions on Proposed Rule Changes Associated...
HKEx Report on the CES HK Biotechnology Index
Due to the increasing number of letters of concern sent in 2017-2018, SFC issued a...
Onboarding Clients Online: Changes to SFC’s Code of Conduct Para 5.1
The remote onboarding of clients by SFC licensed intermediaries is facilitated by amendments to paragraph...
New HKEx Listing Decision Review Structure and Appointment of First Listing Review Committee
The Stock Exchange of Hong Kong Limited has announced the names of the members of...