Newsletters Archive:

SFC Reminds Listed Companies of Duties on Corporate Acquisitions and Disposals

Due to the increasing number of letters of concern sent in 2017-2018, SFC issued a...

HKEx Amends Russia Country Guide for International Companies

The Russia Country Guide has thus been amended to extend its application to Russian international...

Hong Kong SFC Issues New Guidance on Selling Complex Products

The SFC issued a Circular on 13 June 2019 informing licensed and registered intermediaries of...

Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds

Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures

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HKEx to Suspend Listed Issuers for Audit Disclaimers and Adverse Opinions

Financial Reporting Council can Access PRC Audit Working Papers

HKIAC Approved as Arbitration Venue for Russian Deals

As a ‘PAI’, the HKIAC will be able to handle corporate disputes involving parties from...

SFC Imposes Record Fines for Sponsor Failures

The SFC has reprimanded and imposed record fines totalling HK$ 786.7 million on four investment...

First virtual banking licences issued in Hong Kong

A total of 33 financial service providers have applied for the virtual banking licences, among...