GEM Listing Committee Censures L & A International Holdings
The GEM Listing Committee of the HKEx has censured L & A International Holdings Limited...
Newsletters Archive:
CFA Allows Appeal on Insider Dealing of Asia Telemedia Shares
The Court of Final Appeal of Hong Kong has allowed the appeal of the SFC...
Trading Suspensions Proposed by HKEx for Auditor Disclaimers and Adverse Opinions
The HKEx proposes a Listing Rule to suspend trading in the securities of listed issuers...
Hong Kong Green Finance Strategic Framework Announced by SFC
The SFC is keen to develop green finance opportunities arising from Mainland China’s transitioning to...
SFC Consults on Guidelines for Securities Margin Financing
The SFC published a consultation paper on 17 August 2018, proposing more guidelines on risk...
SFC Consults on AML and CTF Guidelines
The latest FAFT standards include expansion of requirements in relation to Politically Exposed Persons (PEPs)...
Hong Kong Takeovers Code Amendments effective 13 July 2018
Amendments to Hong Kong’s Codes on Takeovers and Mergers and Share Buy-backs took effect on...
HKEx issues Corporate Governance Code Consultation Conclusions and Guidance for Boards and Directors
In July 2018, the Hong Kong Stock Exchange published its Consultation Conclusions on the Review...
CCB International Capital Limited fined $24 million for sponsor due diligence failures
CCB International Capital Limited has been reprimanded and fined $24m by the SFC for its...