New Hong Kong Stock Exchange Guidance for Listing Applicants in the Internet Technology Sector
The HKEx published a guidance letter in July 2018 setting out relaxations from the Listing...
Newsletters Archive:
HKEx Consults on Tightened HKEx Listing Rules on Backdoor Listings and Shell Companies
HKEx published a Consultation Paper on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments...
New Open-ended Fund Company Regime Effective 30 July 2018
The introduction of the open-ended fund company structure is aimed at encouraging more funds to...
Investor Compensation Regime Enhancements Proposed by the SFC
The SFC published a Consultation on Proposed Enhancements to the Investor Compensation Regime and Related...
Hong Kong Listing Rule Changes on Delisting effective 1 August
The Listing Rule changes address concerns about prolonged trading suspensions and as detailed in the...
Virtual Bank Authorisation: HKMA Issues New Guideline
The HKMA published its revised Guideline on Authorization of Virtual Banks intended to encourage virtual...
Hong Kong Stock Exchange Reports on Financial Statements Review 2017
The Hong Kong Stock Exchange released its Financial Statements Review Programme Report 2017 on 1...
HKMA Circular on Credit Risk Management for Personal Lending Business
On 9 May 2018, the HKMA issued a Circular on Credit Risk Management for Personal...
Securities and Futures Professional Investor Rules Amendments
The amendments allow an individual’s share of a portfolio held in an account jointly owned...
Corporate misconduct: SFC outlines its regulatory approach
The Regulatory Bulletin gives details of the SFC’s exercise of its powers under the SMLR...