Insider Dealing in Securities Listed Offshore: High Court Interprets Section 300 SFO in Landmark Case
The Hong Kong High Court has interpreted s300 SFO to over insider dealing in securities...
Newsletters Archive:
SFAT Reprimands and Fines Moody’s HK$11 million over Red Flags Report on Chinese Companies
Hong Kong SFAT Reprimands and Fines Moody’s HK$11 million over Red Flags Report on Chinese...
Hong Kong Stock Exchange Publishes Guidance Letter for Issuers Subject to Rumours or Market Commentaries
The Hong Kong Stock Exchange has published guidance for listed companies on handling allegations of...
SFC Commences Market Misconduct Proceedings for Alleged Breaches of Inside Information Disclosure Requirements
The SFC has started market misconduct proceedings against two listed companies and their senior executives...
SFC Publishes Consultation Conclusions on Principles of Responsible Ownership
Hong Kong’s SFC has issued Principles of Responsible Ownership for Asset Managers and Institutional Investors...
New Open-Ended Fund Company Structure for Hong Kong Funds to be Introduced Under the Securities and Futures (Amendment) Bill 2016
A new open-ended fund company structure for Hong Kong funds will be introduced under the...
Amendments to the Hong Kong Professional Investor Regime Take Effect on 25 March 2016
Amendments to Hong Kong’s Professional Investor Regime Take Effect on 25 March 2016. Changes to...
Hong Kong SFC Publishes Circular on Requirements for Authorisation of Leveraged and Inverse Products Structured as ETFs
The Hong Kong SFC has published a circular setting out the requirements for SFC authorisation...
SFC Concludes on Expanding Scope of Short Position Reporting
Hong Kong’s SFC has Published Revised Short Position Reporting Rules Extending the Scope of the...
HKMA and SFC Publish Draft Rules Introducing Mandatory Clearing and Expanding Mandatory Reporting for OTC Derivatives
Hong Kong’s regulators have published drafts of the new rules introducing mandatory clearing, and expanding...