Newsletters Archive:

Hong Kong Stock Exchange Publishes Consultation Conclusions on Volatility Control Mechanism and Closing Auction Session

HKEx Publishes Consultation Conclusions on Volatility Control Mechanism and Closing Auction Session

HKEx Consults on Introduction of “Comply or Explain” Environmental, Social and Governance Reporting

Hong Kong Stock Exchange proposes introduction of “comply or explain” ESG reporting ...

Exchange Publishes Guidance on Mixed Media Offers

The Stock Exchange of Hong Kong Limited has published guidance letter HKEx-GL81-151 to encourage listing...

Ernst & Young Discontinues Appeal over Producing Chinese Audit Working Papers to SFC

Ernst & Young (EY) has discontinued its appeal against the May 2014 order of Hong...

SFC Fines Licensed Entity HK$4.5 million for Delay in Reporting Trader’s Misconduct

The Hong Kong Securities and Futures Commission (the SFC) has reprimanded and fined Nomura International...

SFC Brings First Action for Breach of Listed Companies’ Obligation to Disclose Inside Information under Part XIVA Securities and Futures Ordinance

The Securities and Futures Commission (SFC) has started proceedings for the first time for breach...

Hong Kong Accountants’ Exemption from Restrictions on Foreign Accountants Auditing Chinese Companies Listing Offshore

Hong Kong, Macau and Taiwanese audit firms have been exempted from new rules which prevent...

Exchange Publishes Guidance on Issue of Convertible Securities by Listed Issuers

The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL80-151 (the...

Mainland-Hong Kong Mutual Recognition of Funds Initiative to Launch on 1 July 2015

The much anticipated Mainland-Hong Kong Mutual Recognition of Funds Initiative (MRF) will be launched on...

SFC Publishes Update on Intermediaries’ KYC and Account Opening Obligations

The Hong Kong Securities and Futures Commission (SFC) has published a circular1 reminding intermediaries of...