Newsletters Archive:

SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures

The SFC issued Guidelines on the application of the CPSS-IOSCO Principles for Financial Market Infrastructures...

Dalian Commodity Exchange to Launch Iron Ore Futures Trading

Vice President Speaks on Comprehensive Economic Development Plan

Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications

The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL55-13 (the...

Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information

Exchange has published guidance letters on confirmations on accountants' reports, financial information and profit forecasts...

Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications

Hong Kong Stock Exchange has published a guidance letter setting out the administrative practices on...

Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials

The Stock Exchange of Hong Kong Limited (the Exchange) has issued guidance letter HKEx-GL57-13 (see...

Natural Resources Issue 1

Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

Hong Kong Stock Exchange has updated Guidance Letter GL22-10 regarding pre-conditions for a waiver from...

SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

The SFC has published a Takeovers Bulletin on (1) "Disqualifying Transactions" under the Whitewash Guidance...