New Evidential Requirements for Proving Professional Investor Status
The Securities and Futures (Professional Investor) (Amendment) Rules 2011 (Amendment Rules) which refine the requirements...
Newsletters Archive:
SEHK Publishes Consultation Conclusions on Amendments to the Corporate Governance Code and Associated Listing Rules
The Stock Exchange of Hong Kong (SEHK or the Exchange) has published the consultation conclusions...
SFC Begins Consultation on Proposed Regulatory Regime for OTC Derivatives Market
The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) have published...
HKEX Publishes Revised Guidance for Chapter 21 Companies Investment Companies
Chapter 21 (Chapter 21) of the Listing Rules (Listing Rules) of the Stock Exchange of...
SFC Publishes Consultation Paper on Proposed Takeovers Code Amendments
On 24 August, 2011, the SFC announced a one-month consultation to request public comments on...
CSRC Tightens Regulation of Backdoor Listings and Adopts Measures to Facilitate Asset Acquisitions By Way of Share Issue
Amendments to the Administrative Measures for the Restructuring of Material Assets of Listed Companies (the...
SFC Reminds Sponsors to Exercise Reasonable Judgment in IPO Due Diligence
In its latest edition of the Dual Filing Update, the Securities and Futures Commission (SFC)...
SFC Extends Implementation Date for New Conflict of Interest Requirements Governing Research Reports
The Securities and Futures Commission (SFC) has extended the implementation date of new conflicts-of-interest requirements...
