SFC Publishes Consultation Conclusions on the Regulatory Framework for pre-Deal Research Reports
The Securities and Futures Commission (SFC) published on 30 June 2011 its Consultation Conclusions (the...
Newsletters Archive:
SFC Publishes Guidance on Marketing of Existing Collective Investment Schemes and Investment-Linked Assurance Schemes to the Hong Kong Public under the Revised Code on Unit Trusts and Mutual Funds
The Securities and Futures Commission (SFC) issued guidance, on 13 May 2011, in preparation for...
Takeovers and Mergers Panel Releases Ruling on whether Two Parties Should be Considered Concert Parties under the Takeovers Code
The Takeovers and Mergers Panel (the Panel) released on 24 May 2011 its ruling on...
SFC Publishes Revised Guidelines on Statutory Price Sensitive Information Disclosure Obligation
On 22 June 2011 the Securities and Futures Commission (SFC) published a revised draft of...
HKEx Publishes FAQs on Models for RMB IPOs
Hong Kong Exchanges and Clearing Ltd (HKEx) has published Frequently Asked Questions on Models for...
UK Bribery Act Comes into Force the Implications for Businesses in Asia
The UK Bribery Act (the Act) comes into force on 1 July 2011. The Act...
Consultation Paper on Draft Short Position Reporting Rules Published
On 25 May 2011, the Securities and Futures Commission (SFC) published a consultation paper on...
Ex-Entitlement Trading Only After Shareholder Approval
On 20 May 2011, the Hong Kong Exchanges and Clearing Limited (HKEx) published consultation conclusions...