New Regime for Offers of Structured Products
Amendments to the Hong Kong regulatory regime governing public offers of investment products came into...
Newsletters Archive:
HKEx Listing Decisions on Acceptability of Prior Shareholder Mandates for Notifiable Transactions the Classification of A Share Repurchase By a Listed Subsidary under Chapter 14 and Qualification Requirements for Mainland Property Valuers
HKEx published in March 2011 Listing Decision LD6-2011 as to whether the Stock Exchange of...
SFC Report on Sponsor Inspection Findings
On March 29 2011 the SFC published its Report on Sponsor Theme Inspection Findings (the...
SFC Publishes Consultation Conclusions on the Draft Guidelines on Disclosure of Price Sensitive Information
The Securities and Futures Commission published, on 11 February 2011, Consultation Conclusions (the Conclusions) regarding...
UK Bribery Act 2010 to Come into Force – UK MOJ Publishes Guidance on Adequate Procedures Defence and DPP and SFO Publish Joint Prosecution Guidance
On 30 March 2011 the UK Ministry of Justice published its Guidance (the MoJ Guidance)...
HKEx Publishes Listing Decision Regarding Restrictions on Disposal After a Change in Control under Chapter 14 of the Listing Rules
HKEx published in March 2011, a listing decision (HKEx-LD7-2011) on an attempt by a Main...
Companies Registry Implements One-Stop Electronic Incorporation and Business Registration Service
On January 21 2011 the Companies Registry ("CR") published External Circular No. 1/2011 ("the Circular"),...
HKEx Issues New Guidance on the Requirements for the Publication of Overseas Regulatory Announcements
On 21 January 2011 the Stock Exchange of Hong Kong (the "Exchange") published a guidance...
Mixed Media Offers allow Paper Application Forms with Electronic Prospectuses
The Hong Kong Stock Exchange has published materials on its website in relation to the...
SFC Publishes Consultation Conclusions on the Evidential Requirements under the Securities and Futures Professional Investor Rules
The Securities and Futures Commission ("SFC") published on 23 February 2011 Consultation Conclusions regarding proposals...