Newsletters Archive:

SFC SEHK Publish Joint Consultation Conclusions on the Proposal to Allow the Issue of Paper Application Forms with Electronic Listing Documents

On 1 April 2008 the Securities and Futures Commission ("SFC") and The Stock Exchange of...

SFC Publishes Consultation Paper on the Regulatory Framework for pre-IPO Research Reports

The Securities and Futures Commission ("SFC") has published a Consultation Paper on possible amendments to...

Registration of Investment Managers with Sec

The Private Fund Investment Advisers Registration Act of 2010 (Act) was recently signed into law...

SFC Publishes Consultation Conclusions Concerning the Regulatory Oversight of Credit Rating Agencies

The Securities and Futures Commission (SFC) has recently released its consultation conclusions regarding the regulatory...

China News Alert Issue 355

HKEx Admits Brazil Japan and the Isle of Man as Acceptable Jurisdictions of Incorporation for Overseas Listing Applicant

Hong Kong Exchanges and Clearing Limited (HKEx) published three listing decisions last month, October 2010,...

China News Alert Issue 354

HKEx Listing Committee Announces Interim Guidance on pre-IPO Investments

The publication on 13 October 2010 of interim guidance on pre-IPO investments aims to clarify...

China News Alert Issue 353

SFC Publishes Consultation Paper on the Evidential Requirements under the Securities and Futures Professional Investor Rules

The Securities and Futures Commission ("SFC") has published a consultation paper on a proposal to...