New Sponsor Requirements
New eligibility criteria and on-going obligations for sponsors will be implemented by the SFC with...
Newsletters Archive:
SFC to Implement Securities Collateral Re-Pledging Limit in 2 Phases and HKFE Announces Revised Margins for H-Shares Index and Petrochina Futures Contracts
The SFC published a press release on February 6, 2006 confirming its intention to proceed...
SFC HKEx Publishes Discussion Paper on Gem
Hong Kong Exchanges and Clearing Limited ('HKEx') published its discussion paper on the Growth Enterprise...
Stock Exchange Proposes Abolition of Requirement for Main Board Issuers to Publish Paid Announcements in Newspapers
The Stock Exchange of Hong Kong Limited (the "Exchange") has published an exposure paper with...
SFC Launches a Six-Point Plan for the Derivative Warrants Market
The Securities and Futures Commission has released its 'Report on the Derivative Warrants Market in...
HKEx Invites Comments on the Derivative Warrants Market
The Hong Kong Stock Exchange has published an article on derivative warrants that includes a...
Amendments to the Hedge Fund Guidelines
Amendments to the Hedge Fund Guidelines in Chapter 8.7 of the Code on Unit Trusts...
SFC Publishes Consultation Paper on Possible Reforms to the Companies Ordinance Prospectus Regime
The Securities and Futures Commission has published a consultation paper setting out its proposals for...