Newsletters Archive:

Amendments to the Definitions of Regulated Activities in Schedule 5 of the Securities and Futures Ordinance

The Securities and Futures Commission has published its Consultation Conclusions on the amendments to Schedule...

SFC Amendments to the Codes on Takeovers Mergers and Share Repurchases

The SFC has published its Consultation Conclusions on the changes to the Hong Kong Codes...

SFC Publishes Consultation Conclusions on Amendments to the Disclosure of Interests Regime

The Securities and Futures Commission has published the Consultation Conclusions on the Review of the...

China News Alert Issue 112

China News Alert Issue 111

Proposed New Regulatory Regime For Sponsors

Building on the existing regime for the licensing of corporate finance advisers, the SFC has...

Proposed Revision of the SFCs Guidance Note on Prevention of Money Laundering and Terrorist Financing and New Shareholder Remedies under the Companies Ordinance

SFC has published a consultation paper on its Proposed Revised Prevention of Money Laundering and...

SFC-Authorised Funds and Unit Trusts Permitted to Invest in Listed Reits

Amendments to the SFC's Code on Unit Trusts and Mutual Funds allowing collective investment schemes...

Guidelines on Analyst Conflicts of Interest

The SFC's Guidelines to Address Analyst Conflicts of Interest impose strict requirements on investment banks...

Proposed Amendments to the SFO to Give Statutory Backing to Major Listing Rules

Proposed amendments to the SFO will codify the more important of the Exchange's Listing Rules...