HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

by cladmin | Jul 22, 2013 | Hong Kong Law

Newsletter Hong Kong Law July 2013 Word version HKEx Incorporates Listing Decision LD45-3 (Regarding Conditions For Waiver From Strict Compliance With GEM Listing Rules 7.03(1) and 11.10) Into Guidance Letter GL25-11 Listing Decision LD45-3 Guidance On Conditions For...

HK SFC Issues Circular Identifying Myanmar As High Risk Jurisdiction

by cladmin | Jul 12, 2013 | Myanmar Law

Myanmar Law Updates July 2013   Download PDF     Download word version   The Securities And Futures Commission Of Hong Kong Issues Circular Reiterating Statement By The Financial Action Task Force Identifying Myanmar As A "High...

Hong Kong Stock Exchange Publishes Listing Decision on whether Deteriorating Financial Performance After Track Record Period and Other Factors Rendered Applicant Unsuitable for Listing

by cladmin | Jun 8, 2013 | Hong Kong Law

Newsletter Hong Kong Law June 2013 Word version Hong Kong Stock Exchange Publishes Listing Decision On Whether Deteriorating Financial Performance After Track Record Period And Other Factors Rendered Applicant Unsuitable For Listing Introduction Facts Non-compliance...

Hong Kong Stock Exchange Publishes Listing Decisions on Rights Issues and Spin-Offs

by cladmin | Jun 6, 2013 | Hong Kong Law

Newsletter Hong Kong Law June 2013 Word version Hong Kong Stock Exchange Publishes Listing Decisions On Rights Issues and Spin-Offs HKEx-LD70-2013 HKEx-LD71-2013 HKEx-LD72-2013 Three listing decisions have been made available on Hong Kong Exchanges and Clearing...

Court of Final Appeal Hands Down Landmark Ruling on the Application of Section 213 of the SFO

by cladmin | Jun 4, 2013 | Hong Kong Law

Newsletter Hong Kong Law June 2013 Word version Court Of Final Appeal Hands Down Landmark Ruling On The Application Of Section 213 Of The SFO Background Section 213 Implications of the COA Decision The CFA Decision The Court of Final Appeal (CFA) has dismissed the...

SFC Publishes Consultation Paper on the Professional Investor Regime

by cladmin | Jun 3, 2013 | Hong Kong Law

Newsletter Hong Kong Law June 2013 Word version SFC Publishes Consultation Paper On The Professional Investor Regime Key issues Background The Professional Investor Regime Suitability Requirement Application of the exemption to Corporate and Individual PIs...